{ "crd_number": 148066, "slug": "icg-advisors-llc-los-angeles-ca-148066", "primary_business_name": "ICG ADVISORS, LLC", "legal_name": "ICG ADVISORS, LLC", "dbas": [], "city": "Los Angeles", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2008-10-06", "years_registered": 17, "period": "2026-10-01", "filing_date": "2026-05-21", "carried_forward": false, "raum_total": 7923326124.0, "raum_discretionary": 2164130831.0, "raum_non_discretionary": 5759195293.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 26, "advisory_employees": 24, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 786703436.0, "count": 2 }, "high_net_worth_individuals": { "raum": 5723278777.0, "count": 55 }, "pooled_investment_vehicles": { "raum": 1125418728.0, "count": 11 }, "corporations_other_businesses": { "raum": 287925183.0, "count": 2 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NY" ], "websites": [ "https://icgadvisors.com", "https://linkedin.com/COMPANY/ICG-ADVISORS-LLC" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148066", "city_as_filed": "LOS ANGELES", "url": "https://advisorcensus.com/firm/icg-advisors-llc-los-angeles-ca-148066", "display_name": "ICG Advisors, LLC", "summary": "ICG Advisors, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2008, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 21, 2026.", "citation": "AdvisorCensus. ICG Advisors, LLC (CRD 148066): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is ICG Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), ICG Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is ICG Advisors, LLC located?", "a": "ICG Advisors, LLC's principal office is in Los Angeles, CA, according to its Form ADV." }, { "q": "Is ICG Advisors, LLC registered with the SEC or a state?", "a": "ICG Advisors, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148066." }, { "q": "How much does ICG Advisors, LLC manage?", "a": "ICG Advisors, LLC reports $7,923,326,124 in regulatory assets under management in its Form ADV filing dated May 21, 2026 (27% discretionary)." }, { "q": "How have ICG Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for ICG Advisors, LLC: Regulatory assets under management: $5,616,552,575 in the October 2021 data and $7,923,326,124 in the October 2026 data, up 41%. Total employees: 24 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does ICG Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (55); pooled investment vehicles (other than investment companies and business development companies) (11); charitable organizations (2)." }, { "q": "Which custodians does ICG Advisors, LLC use?", "a": "ICG Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does ICG Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148066" }, { "q": "What changed in ICG Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 20 to 24. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5616552575.0, "total_employees": 24, "filing_date": "2021-04-19" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6954683305.0, "total_employees": 23, "filing_date": "2022-07-21" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6766730616.0, "total_employees": 26, "filing_date": "2023-08-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6924906059.0, "total_employees": 26, "filing_date": "2024-07-31" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7765245389.0, "total_employees": 25, "filing_date": "2025-06-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 7923326124.0, "total_employees": 26, "filing_date": "2026-05-21" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 20 to 24.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "RBC Capital Markets, LLC", "name_as_filed": "RBC CAPITAL MARKETS, LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/icg-advisors-llc-los-angeles-ca-148066.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 55, "fewer_than_5": false, "raum": 5723278777.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 11, "fewer_than_5": false, "raum": 1125418728.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 2, "fewer_than_5": false, "raum": 786703436.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 2, "fewer_than_5": false, "raum": 287925183.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148066", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }