# ICE Data Pricing & Reference Data, LLC

> ICE Data Pricing & Reference Data, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1998, with no regulatory assets under management reported in its Form ADV filing dated May 18, 2026.

- CRD: 110037
- Filed as: ICE DATA PRICING & REFERENCE DATA, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110037
- AdvisorCensus page: https://advisorcensus.com/firm/ice-data-pricing-and-reference-data-llc-new-york-ny-110037

## Quick answers

**How is ICE Data Pricing & Reference Data, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ICE Data Pricing & Reference Data, LLC reports these compensation arrangements: fixed fees (other than subscription fees); other.

**Where is ICE Data Pricing & Reference Data, LLC located?**
ICE Data Pricing & Reference Data, LLC's principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 9 other offices (Schedule D, Section 1.F).

**Is ICE Data Pricing & Reference Data, LLC registered with the SEC or a state?**
ICE Data Pricing & Reference Data, LLC is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 110037.

**How have ICE Data Pricing & Reference Data, LLC's assets and staff changed since 2021?**
In the Form ADV data for ICE Data Pricing & Reference Data, LLC: Total employees: 261 in October 2021 and 306 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ICE Data Pricing & Reference Data, LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (810); corporations or other businesses not listed above (698); banking or thrift institutions (283).

**Does ICE Data Pricing & Reference Data, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110037

**What changed in ICE Data Pricing & Reference Data, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 225 to 215. Changed its office addresses in Jacksonville, FL. Added an office in Atlanta, GA. Added an office in Boston, MA. Added an office in San Francisco, CA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 283 | $0 |
| Investment companies | 12 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 10 | $0 |
| State or municipal government entities (including government pension plans) | 59 | $0 |
| Other investment advisers | 810 | $0 |
| Insurance companies | 107 | $0 |
| Sovereign wealth funds and foreign official institutions | 5 | $0 |
| Corporations or other businesses not listed above | 698 | $0 |
| Other | 4 | $0 |

### Advisory services (Item 5.G)
- Security ratings or pricing services
- Other

### Firm details
- Registered since: 1998 (28 years)
- Employees: 306 total, 215 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110037

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Atlanta, GA
- Bedford, MA
- Boston, MA
- Chicago, IL
- Hyderabad, Telangana
- Jacksonville, FL
- New York, NY
- San Francisco, CA
- White Plains, NY

### Websites listed on Form ADV (Item 1.I)
- ice.com/fixed-income-data-services/data-and-analytics
- Instagram @icemarkets
- LinkedIn @icemarkets
- X @ICE_Markets
- YouTube @ICE_Markets

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 261 | March 30, 2021 |
| October 2022 | Not reported | 270 | April 26, 2022 |
| October 2023 | Not reported | 255 | March 30, 2023 |
| October 2024 | Not reported | 253 | June 10, 2024 |
| October 2025 | Not reported | 308 | March 20, 2025 |
| October 2026 | Not reported | 306 | May 18, 2026 |

Total employees: 261 in October 2021 and 306 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 225 to 215.
- Changed its office addresses in Jacksonville, FL.
- Added an office in Atlanta, GA.
- Added an office in Boston, MA.
- Added an office in San Francisco, CA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ICE Data Pricing & Reference Data, LLC (CRD 110037): Form ADV filing data as of October 2026.