# Iams Wealth Management, LLC

> Iams Wealth Management, LLC is an SEC-registered investment advisory firm in Omaha, NE, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 286085
- Filed as: IAMS WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Omaha, NE
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286085
- AdvisorCensus page: https://advisorcensus.com/firm/iams-wealth-management-llc-omaha-ne-286085

## Quick answers

**How is Iams Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Iams Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Iams Wealth Management, LLC located?**
Iams Wealth Management, LLC's principal office is in Omaha, NE, according to its Form ADV; the May 2026 filing also lists 20 other offices (Schedule D, Section 1.F).

**Is Iams Wealth Management, LLC registered with the SEC or a state?**
Iams Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286085.

**How much does Iams Wealth Management, LLC manage?**
Iams Wealth Management, LLC reports $397,226,191 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (100% discretionary).

**How have Iams Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Iams Wealth Management, LLC: Regulatory assets under management: $62,041,841 in the October 2021 data and $397,226,191 in the October 2026 data, up 540%. Total employees: 55 in October 2021 and 53 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Iams Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,557); high net worth individuals (55); pension and profit sharing plans (but not the plan participants or government pension plans) (17).

**Which custodians does Iams Wealth Management, LLC use?**
Iams Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Iams Wealth Management, LLC report any disciplinary disclosures?**
Reports 7 disclosure items on Form ADV Item 11: yes answers to 1 question about criminal matters and 6 questions about regulatory matters (11.A(2), 11.D(1), 11.D(2), 11.D(4), 11.D(5), 11.E(2), 11.E(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286085

**What changed in Iams Wealth Management, LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in AR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $397,226,191
- Discretionary: $397,226,191
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,557 | $274,300,712 |
| High net worth individuals | 55 | $118,934,574 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $0 |
| Charitable organizations | 1 | $324,883 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $3,666,022 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 53 total, 53 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WI, WY
- Disclosures (Item 11): Reports 7 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286085

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Bedford, TX
- Beloit, WI
- Delafield, WI
- Dublin, OH
- Highland, MI
- Lake St. Louis, MO
- Livonia, MI
- Marlton, NJ
- Maryville, TN
- Mesa, AZ
- Orland Park, IL
- Overland Park, KS
- Plymouth Meeting, PA
- Port Arthur, TX
- Red Bank, NJ
- San Antonio, TX
- Sioux Falls, SD
- Spring Hill, FL
- Turnersville, NJ
- Wichita, KS

### Websites listed on Form ADV (Item 1.I)
- iamswm.com
- Facebook @IAMSWealthManagement
- LinkedIn @iamswealthmanagement
- YouTube @UCeCMtZ_RYews_--VZzGpxsA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $62,041,841 | 55 | July 30, 2021 |
| October 2022 | $122,605,609 | 60 | April 8, 2022 |
| October 2023 | $152,658,052 | 56 | September 29, 2023 |
| October 2024 | $213,238,892 | 59 | September 30, 2024 |
| October 2025 | $343,012,390 | 54 | March 30, 2025 |
| October 2026 | $397,226,191 | 53 | April 10, 2026 |

Regulatory assets under management: $62,041,841 in the October 2021 data and $397,226,191 in the October 2026 data, up 540%.
Total employees: 55 in October 2021 and 53 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in AR.

### April 2026
- Registered or notice-filed in NV.

### March 2026
- Item 11 disclosure answers changed: 7 yes answers, previously 6 (now yes: 11.A(2)).
- Regulatory assets under management went from $343,012,390 to $397,226,191 (+16%).
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Registered or notice-filed in ID, MA, MD.

### January 2026
- No longer registered or notice-filed in DE, ME, MS, NV, RI, WA.

### December 2025
- Registered or notice-filed in MT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Iams Wealth Management, LLC (CRD 286085): Form ADV filing data as of October 2026.