{
  "crd_number": 322127,
  "slug": "ia-private-wealth-usa-inc-toronto-ontario-322127",
  "primary_business_name": "IA PRIVATE WEALTH (USA) INC.",
  "legal_name": "IA PRIVATE WEALTH (USA) INC.",
  "dbas": [],
  "city": "Toronto, Ontario",
  "state": null,
  "country": "Canada",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-07-13",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 135085997.0,
  "raum_discretionary": 135085997.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 131,
  "advisory_employees": 122,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 0.0,
      "count": null
    },
    "individuals": {
      "raum": 44535147.0,
      "count": 167
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": null
    },
    "state_municipal": {
      "raum": 0.0,
      "count": null
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": null
    },
    "investment_companies": {
      "raum": 0.0,
      "count": null
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": null
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": null
    },
    "high_net_worth_individuals": {
      "raum": 84931948.0,
      "count": 28
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": null
    },
    "corporations_other_businesses": {
      "raum": 5618902.0,
      "count": 4
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": null
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": null
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "IL",
    "LA",
    "NY",
    "SC",
    "TX",
    "UT",
    "WA"
  ],
  "websites": [
    "https://iagestionpriveeeu.com/accueil",
    "https://iaprivatewealthusa.com",
    "https://linkedin.com/company/ia-private-wealth-usa/mycompany"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322127",
  "city_as_filed": "TORONTO, ONTARIO",
  "url": "https://advisorcensus.com/firm/ia-private-wealth-usa-inc-toronto-ontario-322127",
  "display_name": "IA Private Wealth (USA) Inc.",
  "summary": "IA Private Wealth (USA) Inc. is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. IA Private Wealth (USA) Inc. (CRD 322127): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is IA Private Wealth (USA) Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), IA Private Wealth (USA) Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does IA Private Wealth (USA) Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.5% to 2.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is IA Private Wealth (USA) Inc. located?",
      "a": "IA Private Wealth (USA) Inc.'s principal office is in Toronto, Ontario, Canada, according to its Form ADV; the April 2026 filing also lists 32 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is IA Private Wealth (USA) Inc. registered with the SEC or a state?",
      "a": "IA Private Wealth (USA) Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322127."
    },
    {
      "q": "How much does IA Private Wealth (USA) Inc. manage?",
      "a": "IA Private Wealth (USA) Inc. reports $135,085,997 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have IA Private Wealth (USA) Inc.'s assets and staff changed since 2022?",
      "a": "In the Form ADV data for IA Private Wealth (USA) Inc.: Regulatory assets under management: $0 in the October 2022 data and $135,085,997 in the October 2026 data. Total employees: 1 in October 2022 and 131 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does IA Private Wealth (USA) Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (167); high net worth individuals (28); corporations or other businesses not listed above (4)."
    },
    {
      "q": "Does IA Private Wealth (USA) Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322127"
    },
    {
      "q": "Does IA Private Wealth (USA) Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 says: \"Clients must typically place a minimum of $250,000 in assets under our management, but the minimum may be waived at our sole discretion.\""
    },
    {
      "q": "What changed in IA Private Wealth (USA) Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $95,781,457 to $135,085,997 (+41%). Employees performing advisory functions went from 116 to 122. Changed its office addresses in Aurora. Changed its office addresses in Burlington. Changed its office addresses in Calgary. Changed its office addresses in Etobicoke. Changed its office addresses in Kanata. Changed its office addresses in Laval. Changed its office addresses in Markham. Changed its office addresses in Mississauga. Changed its office addresses in Moncton. Changed its office addresses in Montreal. Changed its office addresses in Nanaimo. Changed its office addresses in Oakville. Changed its office addresses in Ottawa. Changed its office addresses in Pointe-Claire. Changed its office addresses in Saskatoon. Changed its office addresses in Scarborough. Changed its office addresses in Surrey. Changed its office addresses in Thunder Bay. Changed its office addresses in Toronto. Changed its office addresses in Vancouver. Changed its office addresses in Waterloo. Changed its office addresses in White Rock. Changed its office addresses in Winnipeg. Added an office in Ancaster. Added an office in Delta. Added an office in Dorval. Added an office in North Vancouver. No longer lists an office in Bolton. No longer lists an office in Edmonton. No longer lists an office in Fonthill. No longer lists an office in Fort Saskatchewan. No longer lists an office in London. No longer lists an office in Saint-Lambert. No longer lists an office in Thorold."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 1,
      "filing_date": "2022-08-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 12612963.0,
      "total_employees": 53,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 77703676.0,
      "total_employees": 121,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 95781457.0,
      "total_employees": 126,
      "filing_date": "2025-06-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 135085997.0,
      "total_employees": 131,
      "filing_date": "2026-03-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $95,781,457 to $135,085,997 (+41%).",
        "Employees performing advisory functions went from 116 to 122.",
        "Changed its office addresses in Aurora.",
        "Changed its office addresses in Burlington.",
        "Changed its office addresses in Calgary.",
        "Changed its office addresses in Etobicoke.",
        "Changed its office addresses in Kanata.",
        "Changed its office addresses in Laval.",
        "Changed its office addresses in Markham.",
        "Changed its office addresses in Mississauga.",
        "Changed its office addresses in Moncton.",
        "Changed its office addresses in Montreal.",
        "Changed its office addresses in Nanaimo.",
        "Changed its office addresses in Oakville.",
        "Changed its office addresses in Ottawa.",
        "Changed its office addresses in Pointe-Claire.",
        "Changed its office addresses in Saskatoon.",
        "Changed its office addresses in Scarborough.",
        "Changed its office addresses in Surrey.",
        "Changed its office addresses in Thunder Bay.",
        "Changed its office addresses in Toronto.",
        "Changed its office addresses in Vancouver.",
        "Changed its office addresses in Waterloo.",
        "Changed its office addresses in White Rock.",
        "Changed its office addresses in Winnipeg.",
        "Added an office in Ancaster.",
        "Added an office in Delta.",
        "Added an office in Dorval.",
        "Added an office in North Vancouver.",
        "No longer lists an office in Bolton.",
        "No longer lists an office in Edmonton.",
        "No longer lists an office in Fonthill.",
        "No longer lists an office in Fort Saskatchewan.",
        "No longer lists an office in London.",
        "No longer lists an office in Saint-Lambert.",
        "No longer lists an office in Thorold."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 2.5% a year",
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 2.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Our annual fee varies (between 0.5% and 2.5%) depending upon the market value of the assets under management, the client and the type of investment management services to be rendered, negotiations with us, and various other factors."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Clients must typically place a minimum of $250,000 in assets under our management, but the minimum may be waived at our sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.5,
        2.5
      ],
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our annual fee varies (between 0.5% and 2.5%) depending upon the market value of the assets under management, the client and the type of investment management services to be rendered, negotiations with us, and various other factors.",
      "Clients must typically place a minimum of $250,000 in assets under our management, but the minimum may be waived at our sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/ia-private-wealth-usa-inc-toronto-ontario-322127.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 167,
      "fewer_than_5": false,
      "raum": 44535147.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 28,
      "fewer_than_5": false,
      "raum": 84931948.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 4,
      "fewer_than_5": false,
      "raum": 5618902.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322127",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}