# Hypo Financial Services and Investment Adviser

> Hypo Financial Services and Investment Adviser is a state-registered investment advisory firm in Yorba Linda, CA, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 15, 2026.

- CRD: 165439
- Filed as: HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Yorba Linda, CA
- Filing period: October 2026
- Form ADV filing dated: July 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165439
- AdvisorCensus page: https://advisorcensus.com/firm/hypo-financial-services-and-investment-adviser-yorba-linda-ca-165439

## Quick answers

**How is Hypo Financial Services and Investment Adviser compensated?**
On its Form ADV (Item 5.E, October 2026), Hypo Financial Services and Investment Adviser reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hypo Financial Services and Investment Adviser located?**
Hypo Financial Services and Investment Adviser's principal office is in Yorba Linda, CA, according to its Form ADV.

**Is Hypo Financial Services and Investment Adviser registered with the SEC or a state?**
Hypo Financial Services and Investment Adviser is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 165439.

**How much does Hypo Financial Services and Investment Adviser manage?**
Hypo Financial Services and Investment Adviser reports $294,276 in regulatory assets under management in its Form ADV filing dated July 15, 2026 (100% discretionary).

**What types of clients does Hypo Financial Services and Investment Adviser serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17).

**Does Hypo Financial Services and Investment Adviser report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165439

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $294,276
- Discretionary: $294,276
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $294,276 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hypo Financial Services and Investment Adviser (CRD 165439): Form ADV filing data as of October 2026.