# HY Financial LLC

> HY Financial LLC is a state-registered investment advisory firm, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 20, 2025.

- CRD: 155571
- Filed as: HY FINANCIAL LLC
- Legal name: HE, Yuan
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maryland
- Filing period: October 2026
- Form ADV filing dated: May 20, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/155571
- AdvisorCensus page: https://advisorcensus.com/firm/hy-financial-llc-155571

## Quick answers

**How is HY Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), HY Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is HY Financial LLC registered with the SEC or a state?**
HY Financial LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 155571.

**How much does HY Financial LLC manage?**
HY Financial LLC reports $12,600,000 in regulatory assets under management in its Form ADV filing dated May 20, 2025 (100% discretionary).

**What types of clients does HY Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); corporations or other businesses not listed above (1).

**Does HY Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/155571

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $12,600,000
- Discretionary: $12,600,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $11,200,000 |
| Corporations or other businesses not listed above | 1 | $1,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Market timing services
- Educational seminars/workshops

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hyfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. HY Financial LLC (CRD 155571): Form ADV filing data as of October 2026.