# HV Capital Management

> HV Capital Management is an SEC-registered investment advisory firm in Montgomery, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.

- CRD: 339467
- Filed as: HV CAPITAL MANAGEMENT
- Legal name: HV Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Montgomery, NY
- Filing period: October 2026
- Form ADV filing dated: May 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339467
- AdvisorCensus page: https://advisorcensus.com/firm/hv-capital-management-montgomery-ny-339467

## Quick answers

**How is HV Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), HV Capital Management reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**How much does HV Capital Management charge?**
Its Form ADV Part 2A brochure dated May 14, 2026 states: Subscription: $200 a year (subscription research services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is HV Capital Management located?**
HV Capital Management's principal office is in Montgomery, NY, according to its Form ADV.

**Is HV Capital Management registered with the SEC or a state?**
HV Capital Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 339467.

**How much does HV Capital Management manage?**
HV Capital Management reports $71,512,244 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (100% discretionary).

**What types of clients does HV Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (37); high net worth individuals (16); corporations or other businesses not listed above (4).

**Which custodians does HV Capital Management use?**
HV Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does HV Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339467

**What changed in HV Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $0 to $71,512,244.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 14, 2026)

- Subscription: $200 a year (subscription research services)

> The subscription research services fee is a monthly fee of $20 or an annual fee of $200 paid in advance.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $71,512,244
- Discretionary: $71,512,244
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $13,523,299 |
| High net worth individuals | 16 | $40,002,900 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $11,763,220 |
| Charitable organizations | 1 | $193,740 |
| Corporations or other businesses not listed above | 4 | $6,029,085 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2025 (0 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hvcapitalmanagement.com
- LinkedIn @hv-capital-management

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $0 to $71,512,244.

### January 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. HV Capital Management (CRD 339467): Form ADV filing data as of October 2026.