# Hurley Capital, LLC

> Hurley Capital, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 130051
- Filed as: HURLEY CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130051
- AdvisorCensus page: https://advisorcensus.com/firm/hurley-capital-llc-new-york-ny-130051

## Quick answers

**How is Hurley Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hurley Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Hurley Capital, LLC charge?**
Its Form ADV Part 2A brochure dated March 5, 2026 states: Asset-based fee: 1.5% of assets a year; Flat fee: $2,500 to $75,000 a year (financial consultation and consulting services to its investment management…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hurley Capital, LLC located?**
Hurley Capital, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Hurley Capital, LLC registered with the SEC or a state?**
Hurley Capital, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 130051.

**How much does Hurley Capital, LLC manage?**
Hurley Capital, LLC reports $326,088,431 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (96% discretionary).

**How have Hurley Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Hurley Capital, LLC: Regulatory assets under management: $102,838,558 in the October 2021 data and $326,088,431 in the October 2026 data, up 217%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hurley Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (98); high net worth individuals (60); corporations or other businesses not listed above (23).

**Which custodians does Hurley Capital, LLC use?**
Hurley Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Hurley Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130051

**Does Hurley Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 5, 2026 says: "The Registrant generally imposes a minimum portfolio size of $250,000 for investment management services."

**What changed in Hurley Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $229,372,719 to $326,088,431 (+42%). Registered or notice-filed in LA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 5, 2026)

- Asset-based fee: 1.5% of assets a year

> The Registrant’s non-negotiable annual investment management fee is generally equal to 1.5% of the market value of assets under management.

- Account minimum: $250,000

> The Registrant generally imposes a minimum portfolio size of $250,000 for investment management services.

- Flat fee: $2,500 to $75,000 a year (financial consultation and consulting services to its investment management…)

> Registrant’s fees are negotiable, but generally range from $2,500.00 to $75,000.00 per year on a fixed fee basis, depending upon the level and scope of the service(s) required

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $326,088,431
- Discretionary: $311,520,198
- Non-discretionary: $14,568,233

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 98 | $36,201,770 |
| High net worth individuals | 60 | $253,456,668 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $7,249,199 |
| Charitable organizations | Fewer than 5 | $774,626 |
| Corporations or other businesses not listed above | 23 | $28,406,168 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2008 (18 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, LA, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hurleycapital.com
- LinkedIn @hurley-capital-llc
- YouTube @HurleyCapitalLLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $102,838,558 | 3 | June 14, 2021 |
| October 2022 | $120,600,581 | 3 | February 20, 2022 |
| October 2023 | $174,241,123 | 3 | March 31, 2023 |
| October 2024 | $197,592,676 | 3 | July 15, 2024 |
| October 2025 | $229,372,719 | 3 | April 1, 2025 |
| October 2026 | $326,088,431 | 4 | March 6, 2026 |

Regulatory assets under management: $102,838,558 in the October 2021 data and $326,088,431 in the October 2026 data, up 217%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $229,372,719 to $326,088,431 (+42%).
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hurley Capital, LLC (CRD 130051): Form ADV filing data as of October 2026.