{
  "crd_number": 113412,
  "slug": "huntleigh-advisors-inc-st-louis-mo-113412",
  "primary_business_name": "HUNTLEIGH ADVISORS, INC.",
  "legal_name": "HUNTLEIGH ADVISORS, INC.",
  "dbas": [
    "THE HUNTLEIGH GROUP"
  ],
  "city": "St. Louis",
  "state": "MO",
  "country": "United States",
  "cbsa_code": "41180",
  "metro": {
    "cbsa_code": "41180",
    "common_name": "St. Louis",
    "msa_name": "St. Louis, MO-IL",
    "path": "/advisors/mo/st-louis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-01-22",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 781786950.0,
  "raum_discretionary": 772084698.0,
  "raum_non_discretionary": 9702252.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 55,
  "advisory_employees": 55,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 13443745.0,
      "count": 11
    },
    "individuals": {
      "raum": 381721963.0,
      "count": 1634
    },
    "pension_profit_sharing": {
      "raum": 6514786.0,
      "count": 13
    },
    "high_net_worth_individuals": {
      "raum": 365497492.0,
      "count": 161
    },
    "corporations_other_businesses": {
      "raum": 14608964.0,
      "count": 19
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "MS",
    "NC",
    "NH",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "PA",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WV"
  ],
  "websites": [
    "https://huntleighadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113412",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "ST. LOUIS",
  "url": "https://advisorcensus.com/firm/huntleigh-advisors-inc-st-louis-mo-113412",
  "display_name": "Huntleigh Advisors, Inc.",
  "summary": "Huntleigh Advisors, Inc. is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Huntleigh Advisors, Inc. (CRD 113412): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Huntleigh Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Huntleigh Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Huntleigh Advisors, Inc. located?",
      "a": "Huntleigh Advisors, Inc.'s principal office is in St. Louis, MO, according to its Form ADV; the April 2026 filing also lists 9 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Huntleigh Advisors, Inc. registered with the SEC or a state?",
      "a": "Huntleigh Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 113412."
    },
    {
      "q": "How much does Huntleigh Advisors, Inc. manage?",
      "a": "Huntleigh Advisors, Inc. reports $781,786,950 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary)."
    },
    {
      "q": "How have Huntleigh Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Huntleigh Advisors, Inc.: Regulatory assets under management: $394,635,419 in the October 2021 data and $781,786,950 in the October 2026 data, up 98%. Total employees: 57 in October 2021 and 55 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Huntleigh Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,634); high net worth individuals (161); corporations or other businesses not listed above (19)."
    },
    {
      "q": "Which custodians does Huntleigh Advisors, Inc. use?",
      "a": "Huntleigh Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists First Clearing, LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Huntleigh Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113412"
    },
    {
      "q": "Does Huntleigh Advisors, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 says: \"There is no minimum account size and Clients are not required to have a certain amount of investment experience or sophistication. However, HAI reserves the right to decline to manage any account, in its sole discretion.\""
    },
    {
      "q": "What changed in Huntleigh Advisors, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $626,466,687 to $781,786,950 (+25%). Registered or notice-filed in SD, UT."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 394635419.0,
      "total_employees": 57,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 471676645.0,
      "total_employees": 55,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 365960031.0,
      "total_employees": 54,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 445422627.0,
      "total_employees": 53,
      "filing_date": "2024-08-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 626466687.0,
      "total_employees": 55,
      "filing_date": "2025-07-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 781786950.0,
      "total_employees": 55,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $626,466,687 to $781,786,950 (+25%).",
        "Registered or notice-filed in SD, UT."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in OK."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "There is no minimum account size and Clients are not required to have a certain amount of investment experience or sophistication. However, HAI reserves the right to decline to manage any account, in its sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "There is no minimum account size and Clients are not required to have a certain amount of investment experience or sophistication. However, HAI reserves the right to decline to manage any account, in its sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "First Clearing, LLC",
      "name_as_filed": "FIRST CLEARING, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/huntleigh-advisors-inc-st-louis-mo-113412.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1634,
      "fewer_than_5": false,
      "raum": 381721963.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 161,
      "fewer_than_5": false,
      "raum": 365497492.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 13,
      "fewer_than_5": false,
      "raum": 6514786.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 11,
      "fewer_than_5": false,
      "raum": 13443745.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 19,
      "fewer_than_5": false,
      "raum": 14608964.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113412",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}