# Humble Capital Management LLC

> Humble Capital Management LLC is an SEC-registered investment advisory firm in Honolulu, HI, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 158115
- Filed as: HUMBLE CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Honolulu, HI
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158115
- AdvisorCensus page: https://advisorcensus.com/firm/humble-capital-management-llc-honolulu-hi-158115

## Quick answers

**How is Humble Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Humble Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Humble Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated February 26, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Humble Capital Management LLC located?**
Humble Capital Management LLC's principal office is in Honolulu, HI, according to its Form ADV.

**Is Humble Capital Management LLC registered with the SEC or a state?**
Humble Capital Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 158115.

**How much does Humble Capital Management LLC manage?**
Humble Capital Management LLC reports $145,564,094 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).

**How have Humble Capital Management LLC's assets and staff changed since 2024?**
In the Form ADV data for Humble Capital Management LLC: Regulatory assets under management: $115,627,363 in the October 2024 data and $145,564,094 in the October 2026 data, up 26%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Humble Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (40); pension and profit sharing plans (but not the plan participants or government pension plans) (3); charitable organizations (2).

**Which custodians does Humble Capital Management LLC use?**
Humble Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and E*trade Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does Humble Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158115

**What changed in Humble Capital Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $125,508,677 to $145,564,094 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated February 26, 2026)

- Asset-based fee: 1% of assets a year

> Our standard fee for separate accounts is 1.0% per annum billed to the client on a quarterly basis in arrears. Fees for separate account management are negotiable in our sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- E*trade Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $145,564,094
- Discretionary: $145,564,094
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 40 | $73,324,083 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $55,426,309 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $15,112,703 |
| Charitable organizations | 2 | $1,700,999 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: HI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- humblecapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $115,627,363 | 2 | June 27, 2024 |
| October 2025 | $125,508,677 | 2 | March 3, 2025 |
| October 2026 | $145,564,094 | 2 | February 26, 2026 |

Regulatory assets under management: $115,627,363 in the October 2024 data and $145,564,094 in the October 2026 data, up 26%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $125,508,677 to $145,564,094 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Humble Capital Management LLC (CRD 158115): Form ADV filing data as of October 2026.