{
  "crd_number": 158115,
  "slug": "humble-capital-management-llc-honolulu-hi-158115",
  "primary_business_name": "HUMBLE CAPITAL MANAGEMENT LLC",
  "legal_name": "HUMBLE CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Honolulu",
  "state": "HI",
  "country": "United States",
  "cbsa_code": "46520",
  "metro": {
    "cbsa_code": "46520",
    "common_name": "Urban Honolulu",
    "msa_name": "Urban Honolulu, HI",
    "path": "/advisors/hi/urban-honolulu"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-06-21",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-02-26",
  "carried_forward": false,
  "raum_total": 145564094.0,
  "raum_discretionary": 145564094.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 1700999.0,
      "count": 2
    },
    "pension_profit_sharing": {
      "raum": 15112703.0,
      "count": 3
    },
    "high_net_worth_individuals": {
      "raum": 73324083.0,
      "count": 40
    },
    "pooled_investment_vehicles": {
      "raum": 55426309.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "HI"
  ],
  "websites": [
    "https://humblecapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158115",
  "city_as_filed": "HONOLULU",
  "url": "https://advisorcensus.com/firm/humble-capital-management-llc-honolulu-hi-158115",
  "display_name": "Humble Capital Management LLC",
  "summary": "Humble Capital Management LLC is an SEC-registered investment advisory firm in Honolulu, HI, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.",
  "citation": "AdvisorCensus. Humble Capital Management LLC (CRD 158115): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Humble Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Humble Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "How much does Humble Capital Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Humble Capital Management LLC located?",
      "a": "Humble Capital Management LLC's principal office is in Honolulu, HI, according to its Form ADV."
    },
    {
      "q": "Is Humble Capital Management LLC registered with the SEC or a state?",
      "a": "Humble Capital Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 158115."
    },
    {
      "q": "How much does Humble Capital Management LLC manage?",
      "a": "Humble Capital Management LLC reports $145,564,094 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Humble Capital Management LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Humble Capital Management LLC: Regulatory assets under management: $115,627,363 in the October 2024 data and $145,564,094 in the October 2026 data, up 26%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Humble Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (40); pension and profit sharing plans (but not the plan participants or government pension plans) (3); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Humble Capital Management LLC use?",
      "a": "Humble Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and E*trade Securities LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Humble Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158115"
    },
    {
      "q": "What changed in Humble Capital Management LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $125,508,677 to $145,564,094 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 115627363.0,
      "total_employees": 2,
      "filing_date": "2024-06-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 125508677.0,
      "total_employees": 2,
      "filing_date": "2025-03-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 145564094.0,
      "total_employees": 2,
      "filing_date": "2026-02-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $125,508,677 to $145,564,094 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "1% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% of assets a year"
        ],
        "quotes": [
          "Our standard fee for separate accounts is 1.0% per annum billed to the client on a quarterly basis in arrears. Fees for separate account management are negotiable in our sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our standard fee for separate accounts is 1.0% per annum billed to the client on a quarterly basis in arrears. Fees for separate account management are negotiable in our sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "E*trade Securities LLC",
      "name_as_filed": "E*TRADE SECURITIES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/humble-capital-management-llc-honolulu-hi-158115.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 40,
      "fewer_than_5": false,
      "raum": 73324083.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 55426309.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 15112703.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": false,
      "raum": 1700999.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158115",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}