# Hughes Warren, Inc.

> Hughes Warren, Inc. is an SEC-registered investment advisory firm in Edmond, OK, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 145570
- Filed as: HUGHES WARREN, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Edmond, OK
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145570
- AdvisorCensus page: https://advisorcensus.com/firm/hughes-warren-inc-edmond-ok-145570

## Quick answers

**How is Hughes Warren, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Hughes Warren, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Hughes Warren, Inc. charge?**
Its Form ADV Part 2A brochure dated February 20, 2026 states: Hourly rate: $150 an hour (Cash flow, insurance analysis and planning, budgeting, debt counseling…); Hourly rate: $250 an hour (Tax analysis and planning, employee benefit analysis and/or planning…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hughes Warren, Inc. located?**
Hughes Warren, Inc.'s principal office is in Edmond, OK, according to its Form ADV.

**Is Hughes Warren, Inc. registered with the SEC or a state?**
Hughes Warren, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 145570.

**How much does Hughes Warren, Inc. manage?**
Hughes Warren, Inc. reports $220,544,521 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (100% discretionary).

**How have Hughes Warren, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Hughes Warren, Inc.: Regulatory assets under management: $137,505,638 in the October 2021 data and $220,544,521 in the October 2026 data, up 60%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hughes Warren, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (761); high net worth individuals (47).

**Which custodians does Hughes Warren, Inc. use?**
Hughes Warren, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Hughes Warren, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145570

**Does Hughes Warren, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 20, 2026 says: "In general, we require a Household minimum of $100,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in Hughes Warren, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $185,440,000 to $220,544,521 (+19%). Registered or notice-filed in FL, KS.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 20, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> In general, we require a Household minimum of $100,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

- Hourly rate: $150 an hour (Cash flow, insurance analysis and planning, budgeting, debt counseling…)

> $150 hourly rate - Cash flow, insurance analysis and planning, budgeting, debt counseling, education planning.

- Hourly rate: $250 an hour (Tax analysis and planning, employee benefit analysis and/or planning…)

> $250 hourly rate - Tax analysis and planning, employee benefit analysis and/or planning, business ownership issues, estate planning, retirement planning investment analysis and planning

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $220,544,521
- Discretionary: $220,544,521
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 761 | $141,288,886 |
| High net worth individuals | 47 | $79,255,635 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (8 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, KS, OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hugheswarren.com
- Facebook @hugheswarreninc
- LinkedIn @hughes-warren-inc.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $137,505,638 | 5 | February 26, 2021 |
| October 2022 | $163,638,189 | 5 | February 22, 2022 |
| October 2023 | $131,360,826 | 5 | July 14, 2023 |
| October 2024 | $159,373,083 | 6 | April 16, 2024 |
| October 2025 | $185,440,000 | 6 | April 11, 2025 |
| October 2026 | $220,544,521 | 6 | February 20, 2026 |

Regulatory assets under management: $137,505,638 in the October 2021 data and $220,544,521 in the October 2026 data, up 60%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $185,440,000 to $220,544,521 (+19%).
- Registered or notice-filed in FL, KS.

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hughes Warren, Inc. (CRD 145570): Form ADV filing data as of October 2026.