# Hudock Capital Group

> Hudock Capital Group is an SEC-registered investment advisory firm in Williamsport, PA, registered since 2009, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 149255
- Filed as: HUDOCK CAPITAL GROUP
- Legal name: Hudock, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Williamsport, PA
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149255
- AdvisorCensus page: https://advisorcensus.com/firm/hudock-capital-group-williamsport-pa-149255

## Quick answers

**How is Hudock Capital Group compensated?**
On its Form ADV (Item 5.E, October 2026), Hudock Capital Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hudock Capital Group located?**
Hudock Capital Group's principal office is in Williamsport, PA, according to its Form ADV.

**Is Hudock Capital Group registered with the SEC or a state?**
Hudock Capital Group is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149255.

**How much does Hudock Capital Group manage?**
Hudock Capital Group reports $1,003,191,859 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (93% discretionary).

**How have Hudock Capital Group's assets and staff changed since 2021?**
In the Form ADV data for Hudock Capital Group: Regulatory assets under management: $636,085,452 in the October 2021 data and $1,003,191,859 in the October 2026 data, up 58%. Total employees: 8 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hudock Capital Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (612); high net worth individuals (264); charitable organizations (39).

**Which custodians does Hudock Capital Group use?**
Hudock Capital Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Hudock Capital Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149255

**What changed in Hudock Capital Group's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $849,132,928 to $1,003,191,859 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,003,191,859
- Discretionary: $930,758,975
- Non-discretionary: $72,432,884

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 612 | $185,120,706 |
| High net worth individuals | 264 | $781,385,120 |
| Charitable organizations | 39 | $31,690,918 |
| Corporations or other businesses not listed above | 6 | $4,995,115 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (16 years)
- Employees: 15 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, DC, FL, GA, LA, MA, MD, ME, NC, NJ, NY, OH, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hudockcapital.com
- Facebook @hudockcapitalgroup
- LinkedIn @hudock-capital-group-llc-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $636,085,452 | 8 | March 26, 2021 |
| October 2022 | $732,857,277 | 14 | March 27, 2022 |
| October 2023 | $633,441,793 | 15 | May 23, 2023 |
| October 2024 | $747,229,946 | 14 | March 27, 2024 |
| October 2025 | $849,132,928 | 14 | May 5, 2025 |
| October 2026 | $1,003,191,859 | 15 | February 27, 2026 |

Regulatory assets under management: $636,085,452 in the October 2021 data and $1,003,191,859 in the October 2026 data, up 58%.
Total employees: 8 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $849,132,928 to $1,003,191,859 (+18%).

### December 2025
- Registered or notice-filed in OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hudock Capital Group (CRD 149255): Form ADV filing data as of October 2026.