# HTG Investment Advisors Inc

> HTG Investment Advisors Inc is an SEC-registered investment advisory firm in New Canaan, CT, registered since 1998, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 108614
- Filed as: HTG INVESTMENT ADVISORS INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New Canaan, CT
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108614
- AdvisorCensus page: https://advisorcensus.com/firm/htg-investment-advisors-inc-new-canaan-ct-108614

## Quick answers

**How is HTG Investment Advisors Inc compensated?**
On its Form ADV (Item 5.E, October 2026), HTG Investment Advisors Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does HTG Investment Advisors Inc charge?**
Its Form ADV Part 2A brochure dated July 2, 2026 states: Flat fee: $3,000 a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is HTG Investment Advisors Inc located?**
HTG Investment Advisors Inc's principal office is in New Canaan, CT, according to its Form ADV.

**Is HTG Investment Advisors Inc registered with the SEC or a state?**
HTG Investment Advisors Inc is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108614.

**How much does HTG Investment Advisors Inc manage?**
HTG Investment Advisors Inc reports $1,113,628,499 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (100% discretionary).

**How have HTG Investment Advisors Inc's assets and staff changed since 2021?**
In the Form ADV data for HTG Investment Advisors Inc: Regulatory assets under management: $716,973,394 in the October 2021 data and $1,113,628,499 in the October 2026 data, up 55%. Total employees: 14 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does HTG Investment Advisors Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (248); individuals (other than high net worth individuals) (129).

**Which custodians does HTG Investment Advisors Inc use?**
HTG Investment Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does HTG Investment Advisors Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108614

**What changed in HTG Investment Advisors Inc's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 11 to 12.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 2, 2026)

- Flat fee: $3,000 a year

> The wealth advisory fee schedule is: Annual Fee Fixed Fee $3,000 PLUS: Fee on Assets Under Management (as applicable)

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,113,628,499
- Discretionary: $1,113,628,499
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 129 | $52,300,697 |
| High net worth individuals | 248 | $1,059,584,488 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,743,314 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1998 (28 years)
- Employees: 13 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, IL, LA, MA, NH, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- htgadvisors.com
- Facebook @htgadvisors
- LinkedIn @htg-investment-advisors-inc-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $716,973,394 | 14 | September 1, 2021 |
| October 2022 | $814,776,175 | 14 | September 9, 2022 |
| October 2023 | $719,238,011 | 13 | January 31, 2023 |
| October 2024 | $859,803,504 | 13 | March 14, 2024 |
| October 2025 | $968,660,508 | 14 | July 2, 2025 |
| October 2026 | $1,113,628,499 | 13 | July 2, 2026 |

Regulatory assets under management: $716,973,394 in the October 2021 data and $1,113,628,499 in the October 2026 data, up 55%.
Total employees: 14 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 11 to 12.

### May 2026
- Employees performing advisory functions went from 12 to 11.

### March 2026
- Employees performing advisory functions went from 13 to 12.
- Regulatory assets under management went from $968,660,508 to $1,113,628,499 (+15%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in ME, NE, VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. HTG Investment Advisors Inc (CRD 108614): Form ADV filing data as of October 2026.