{ "crd_number": 108614, "slug": "htg-investment-advisors-inc-new-canaan-ct-108614", "primary_business_name": "HTG INVESTMENT ADVISORS INC", "legal_name": "HTG INVESTMENT ADVISORS INC", "dbas": [], "city": "New Canaan", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1998-05-14", "years_registered": 28, "period": "2026-10-01", "filing_date": "2026-07-02", "carried_forward": false, "raum_total": 1113628499.0, "raum_discretionary": 1113628499.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 13, "advisory_employees": 12, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 52300697.0, "count": 129 }, "pension_profit_sharing": { "raum": 1743314.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 1059584488.0, "count": 248 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "CT", "FL", "IL", "LA", "MA", "NH", "NJ", "NY", "PA" ], "websites": [ "https://facebook.com/htgadvisors", "https://htgadvisors.com", "https://linkedin.com/company/htg-investment-advisors-inc-" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108614", "city_as_filed": "NEW CANAAN", "url": "https://advisorcensus.com/firm/htg-investment-advisors-inc-new-canaan-ct-108614", "display_name": "HTG Investment Advisors Inc", "summary": "HTG Investment Advisors Inc is an SEC-registered investment advisory firm in New Canaan, CT, registered since 1998, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 2, 2026.", "citation": "AdvisorCensus. HTG Investment Advisors Inc (CRD 108614): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is HTG Investment Advisors Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), HTG Investment Advisors Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is HTG Investment Advisors Inc located?", "a": "HTG Investment Advisors Inc's principal office is in New Canaan, CT, according to its Form ADV." }, { "q": "Is HTG Investment Advisors Inc registered with the SEC or a state?", "a": "HTG Investment Advisors Inc is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108614." }, { "q": "How much does HTG Investment Advisors Inc manage?", "a": "HTG Investment Advisors Inc reports $1,113,628,499 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (100% discretionary)." }, { "q": "How have HTG Investment Advisors Inc's assets and staff changed since 2021?", "a": "In the Form ADV data for HTG Investment Advisors Inc: Regulatory assets under management: $716,973,394 in the October 2021 data and $1,113,628,499 in the October 2026 data, up 55%. Total employees: 14 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does HTG Investment Advisors Inc serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (248); individuals (other than high net worth individuals) (129)." }, { "q": "Which custodians does HTG Investment Advisors Inc use?", "a": "HTG Investment Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does HTG Investment Advisors Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108614" }, { "q": "What changed in HTG Investment Advisors Inc's recent Form ADV filings?", "a": "In the August 2026 filing data: Employees performing advisory functions went from 11 to 12." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 716973394.0, "total_employees": 14, "filing_date": "2021-09-01" }, { "period": "2022-10-01", "regulatory_assets_under_management": 814776175.0, "total_employees": 14, "filing_date": "2022-09-09" }, { "period": "2023-10-01", "regulatory_assets_under_management": 719238011.0, "total_employees": 13, "filing_date": "2023-01-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 859803504.0, "total_employees": 13, "filing_date": "2024-03-14" }, { "period": "2025-10-01", "regulatory_assets_under_management": 968660508.0, "total_employees": 14, "filing_date": "2025-07-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1113628499.0, "total_employees": 13, "filing_date": "2026-07-02" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Employees performing advisory functions went from 11 to 12." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Employees performing advisory functions went from 12 to 11." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 13 to 12.", "Regulatory assets under management went from $968,660,508 to $1,113,628,499 (+15%).", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in ME, NE, VA." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/htg-investment-advisors-inc-new-canaan-ct-108614.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 129, "fewer_than_5": false, "raum": 52300697.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 248, "fewer_than_5": false, "raum": 1059584488.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 1743314.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108614", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }