{
  "crd_number": 324468,
  "slug": "hsbc-asset-management-india-private-limited-mumbai-324468",
  "primary_business_name": "HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED",
  "legal_name": "HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED",
  "dbas": [],
  "city": "Mumbai",
  "state": null,
  "country": "India",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2023-01-22",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-06-27",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 4,
  "states_registered": [],
  "websites": [
    "https://assetmanagement.hsbc.co.in",
    "https://instagram.com/the.finance.magazine",
    "https://linkedin.com/company/hsbc-mutualfund",
    "https://m.facebook.com/hsbcmutualfundindia",
    "https://quora.com/profile/HSBC-Mutual-Fund-India",
    "https://twitter.com/HSBCMutualFund",
    "https://youtube.com/@HSBCMutualFundIndia"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324468",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    }
  ],
  "city_as_filed": "MUMBAI",
  "url": "https://advisorcensus.com/firm/hsbc-asset-management-india-private-limited-mumbai-324468",
  "display_name": "HSBC Asset Management (India) Private Limited",
  "summary": "HSBC Asset Management (India) Private Limited is an exempt reporting adviser in Mumbai, India, filing reports since 2023. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. HSBC Asset Management (India) Private Limited (CRD 324468): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is HSBC Asset Management (India) Private Limited located?",
      "a": "HSBC Asset Management (India) Private Limited's principal office is in Mumbai, India, according to its Form ADV."
    },
    {
      "q": "How does HSBC Asset Management (India) Private Limited report to regulators?",
      "a": "HSBC Asset Management (India) Private Limited is an exempt reporting adviser, filing reports since 2023. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 324468."
    },
    {
      "q": "Does HSBC Asset Management (India) Private Limited report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/324468"
    },
    {
      "q": "What changed in HSBC Asset Management (India) Private Limited's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-06-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-08-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-06-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-06-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hsbc-asset-management-india-private-limited-mumbai-324468.md",
  "clients": [],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/324468",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}