{
  "crd_number": 283607,
  "slug": "hpe-capital-management-ii-llc-cincinnati-oh-283607",
  "primary_business_name": "HPE CAPITAL MANAGEMENT II, LLC",
  "legal_name": "HPE CAPITAL MANAGEMENT II, LLC",
  "dbas": [
    "HAUSER PRIVATE EQUITY"
  ],
  "city": "Cincinnati",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-07-29",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-09-17",
  "carried_forward": false,
  "raum_total": 840468397.0,
  "raum_discretionary": 840468397.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 6,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 840468397.0,
      "count": 5
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA",
    "DC",
    "IL",
    "OH"
  ],
  "websites": [
    "https://hauserprivateequity.com",
    "https://linkedin.com/company/hauser-private-equity"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283607",
  "disclosure_items": [
    {
      "item": "11.A(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?"
    },
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    }
  ],
  "city_as_filed": "CINCINNATI",
  "url": "https://advisorcensus.com/firm/hpe-capital-management-ii-llc-cincinnati-oh-283607",
  "display_name": "HPE Capital Management II, LLC",
  "summary": "HPE Capital Management II, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 17, 2026.",
  "citation": "AdvisorCensus. HPE Capital Management II, LLC (CRD 283607): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is HPE Capital Management II, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), HPE Capital Management II, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is HPE Capital Management II, LLC located?",
      "a": "HPE Capital Management II, LLC's principal office is in Cincinnati, OH, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is HPE Capital Management II, LLC registered with the SEC or a state?",
      "a": "HPE Capital Management II, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 283607."
    },
    {
      "q": "How much does HPE Capital Management II, LLC manage?",
      "a": "HPE Capital Management II, LLC reports $840,468,397 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (100% discretionary)."
    },
    {
      "q": "How have HPE Capital Management II, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for HPE Capital Management II, LLC: Regulatory assets under management: $300,293,826 in the October 2021 data and $840,468,397 in the October 2026 data, up 180%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does HPE Capital Management II, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5)."
    },
    {
      "q": "Does HPE Capital Management II, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years) and 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283607"
    },
    {
      "q": "Does HPE Capital Management II, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 7, 2026 says: \"Typically, the Firm will require a minimum investment of $1,000,000, although, the Firm maintains discretion to individually waive, increase or reduce the minimum investment required.\""
    },
    {
      "q": "What changed in HPE Capital Management II, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $600,317,271 to $840,468,397 (+40%). Changed its office addresses in Chicago, IL. Registered or notice-filed in IL, OH. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 300293826.0,
      "total_employees": 4,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 387145939.0,
      "total_employees": 4,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 355641778.0,
      "total_employees": 4,
      "filing_date": "2023-03-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 455700169.0,
      "total_employees": 4,
      "filing_date": "2024-03-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 600317271.0,
      "total_employees": 4,
      "filing_date": "2025-07-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 840468397.0,
      "total_employees": 6,
      "filing_date": "2026-09-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5.",
        "Regulatory assets under management went from $600,317,271 to $840,468,397 (+40%).",
        "Changed its office addresses in Chicago, IL.",
        "Registered or notice-filed in IL, OH.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 7, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Typically, the Firm will require a minimum investment of $1,000,000, although, the Firm maintains discretion to individually waive, increase or reduce the minimum investment required."
        ]
      }
    ],
    "quotes": [
      "Typically, the Firm will require a minimum investment of $1,000,000, although, the Firm maintains discretion to individually waive, increase or reduce the minimum investment required."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hpe-capital-management-ii-llc-cincinnati-oh-283607.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 840468397.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283607",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}