{ "crd_number": 307387, "slug": "hoxton-wealth-orlando-fl-307387", "primary_business_name": "HOXTON WEALTH", "legal_name": "HOXTON WEALTH USA LLC", "dbas": [], "city": "Orlando", "state": "FL", "country": "United States", "cbsa_code": "36740", "metro": { "cbsa_code": "36740", "common_name": "Orlando", "msa_name": "Orlando-Kissimmee-Sanford, FL", "path": "/advisors/fl/orlando" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-03-29", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-08-17", "carried_forward": false, "raum_total": 803519693.0, "raum_discretionary": 0.0, "raum_non_discretionary": 803519693.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 74, "advisory_employees": 34, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 342913645.0, "count": 949 }, "high_net_worth_individuals": { "raum": 460606048.0, "count": 429 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 12, "states_registered": [ "AL", "AZ", "CA", "CO", "CT", "DE", "FL", "GA", "IL", "IN", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "NC", "NE", "NH", "NJ", "NV", "NY", "OH", "OR", "PA", "SC", "TN", "TX", "VA", "WA" ], "websites": [ "https://facebook.com/hoxtonwealth", "https://hoxtonwealth.com/us", "https://instagram.com/hoxtonwealth", "https://linkedin.com/company/hoxtonwealth", "https://x.com/HoxtonWealth_" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307387", "disclosure_items": [ { "item": "11.C(1)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.E(1)", "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" }, { "item": "11.F", "question": "Has an authorization to act as an attorney, accountant, or federal contractor granted to the firm or an advisory affiliate ever been revoked or suspended?" }, { "item": "11.H(1)(a)", "question": "In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.H(1)(b)", "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?" } ], "city_as_filed": "ORLANDO", "url": "https://advisorcensus.com/firm/hoxton-wealth-orlando-fl-307387", "display_name": "Hoxton Wealth", "summary": "Hoxton Wealth is an SEC-registered investment advisory firm in Orlando, FL, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 17, 2026.", "citation": "AdvisorCensus. Hoxton Wealth (CRD 307387): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Hoxton Wealth compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Hoxton Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other." }, { "q": "Where is Hoxton Wealth located?", "a": "Hoxton Wealth's principal office is in Orlando, FL, according to its Form ADV; the September 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "Is Hoxton Wealth registered with the SEC or a state?", "a": "Hoxton Wealth is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 307387." }, { "q": "How much does Hoxton Wealth manage?", "a": "Hoxton Wealth reports $803,519,693 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (0% discretionary)." }, { "q": "How have Hoxton Wealth's assets and staff changed since 2022?", "a": "In the Form ADV data for Hoxton Wealth: Regulatory assets under management: $101,749,098 in the October 2022 data and $803,519,693 in the October 2026 data, up 690%. Total employees: 16 in October 2022 and 74 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Hoxton Wealth serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (949); high net worth individuals (429)." }, { "q": "Which custodians does Hoxton Wealth use?", "a": "Hoxton Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC, Novia Global and RL360 as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Hoxton Wealth report any disciplinary disclosures?", "a": "Reports 12 disclosure items on Form ADV Item 11: yes answers to 10 questions about regulatory matters and 2 questions about civil court matters (11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.E(1), 11.E(2), 11.E(4), 11.F, 11.H(1)(a), 11.H(1)(b)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307387" }, { "q": "Does Hoxton Wealth state an account minimum?", "a": "Its Form ADV Part 2A brochure dated August 17, 2026 says: \"Hoxton Wealth’s standard minimum account size is $25,000 but the Firm may waive this minimum at its discretion.\"" }, { "q": "What changed in Hoxton Wealth's recent Form ADV filings?", "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 101749098.0, "total_employees": 16, "filing_date": "2022-09-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 217901277.0, "total_employees": 17, "filing_date": "2023-08-10" }, { "period": "2024-10-01", "regulatory_assets_under_management": 326345642.0, "total_employees": 56, "filing_date": "2024-08-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 469959308.0, "total_employees": 74, "filing_date": "2025-06-24" }, { "period": "2026-10-01", "regulatory_assets_under_management": 803519693.0, "total_employees": 74, "filing_date": "2026-08-17" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Changed its office addresses in Orlando, FL.", "Registered or notice-filed in ME." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 37 to 34.", "Regulatory assets under management went from $469,959,308 to $803,519,693 (+71%).", "Changed its office addresses in Birmingham.", "Changed its office addresses in Dubai.", "Changed its office addresses in Orlando, FL.", "No longer lists an office in Corner of Stanley & Dock Rd, Waterfront, Cape Town.", "No longer lists an office in Larnaca.", "No longer lists an office in Liverpool.", "No longer lists an office in London.", "No longer lists an office in Sydney.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 17, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$25,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $25,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "Hoxton Wealth’s standard minimum account size is $25,000 but the Firm may waive this minimum at its discretion." ] } ], "quotes": [ "Hoxton Wealth’s standard minimum account size is $25,000 but the Firm may waive this minimum at its discretion." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Interactive Brokers LLC", "name_as_filed": "INTERACTIVE BROKERS LLC", "affiliated": false }, { "name": "Novia Global", "name_as_filed": "NOVIA GLOBAL", "affiliated": false }, { "name": "RL360", "name_as_filed": "RL360", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/hoxton-wealth-orlando-fl-307387.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 949, "fewer_than_5": false, "raum": 342913645.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 429, "fewer_than_5": false, "raum": 460606048.0 } ], "disclosure_line": "Reports 12 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/307387", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }