# Hoxton Planning & Management, LLC

> Hoxton Planning & Management, LLC is an SEC-registered investment advisory firm in Shepherdstown, WV, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 319087
- Filed as: HOXTON PLANNING & MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Shepherdstown, WV
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/319087
- AdvisorCensus page: https://advisorcensus.com/firm/hoxton-planning-and-management-llc-shepherdstown-wv-319087

## Quick answers

**How is Hoxton Planning & Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hoxton Planning & Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hoxton Planning & Management, LLC located?**
Hoxton Planning & Management, LLC's principal office is in Shepherdstown, WV, according to its Form ADV.

**Is Hoxton Planning & Management, LLC registered with the SEC or a state?**
Hoxton Planning & Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319087.

**How much does Hoxton Planning & Management, LLC manage?**
Hoxton Planning & Management, LLC reports $591,549,809 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (99% discretionary).

**How have Hoxton Planning & Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Hoxton Planning & Management, LLC: Regulatory assets under management: $297,579,712 in the October 2022 data and $591,549,809 in the October 2026 data, up 99%. Total employees: 3 in October 2022 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hoxton Planning & Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (201); high net worth individuals (172); pension and profit sharing plans (but not the plan participants or government pension plans) (8).

**Which custodians does Hoxton Planning & Management, LLC use?**
Hoxton Planning & Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Hoxton Planning & Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319087

**What changed in Hoxton Planning & Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $491,558,229 to $591,549,809 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $591,549,809
- Discretionary: $586,091,961
- Non-discretionary: $5,457,848

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 201 | $95,834,696 |
| High net worth individuals | 172 | $488,443,692 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $1,674,938 |
| Charitable organizations | 5 | $2,115,243 |
| State or municipal government entities (including government pension plans) | 1 | $1,450,703 |
| Corporations or other businesses not listed above | 5 | $2,030,537 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MD, NC, PA, TX, VA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hoxtonpm.com
- Facebook @Hoxton-Planning-Management-LLC
- LinkedIn @hoxtonplanning&management
- YouTube @LastPaycheck

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $297,579,712 | 3 | June 30, 2022 |
| October 2023 | $306,891,911 | 4 | March 23, 2023 |
| October 2024 | $348,428,454 | 4 | September 17, 2024 |
| October 2025 | $491,558,229 | 7 | April 18, 2025 |
| October 2026 | $591,549,809 | 8 | March 16, 2026 |

Regulatory assets under management: $297,579,712 in the October 2022 data and $591,549,809 in the October 2026 data, up 99%.
Total employees: 3 in October 2022 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $491,558,229 to $591,549,809 (+20%).

### January 2026
- No longer registered or notice-filed in TN.

### December 2025
- Registered or notice-filed in TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hoxton Planning & Management, LLC (CRD 319087): Form ADV filing data as of October 2026.