# Houssels Capital Management, LLC

> Houssels Capital Management, LLC is a state-registered investment advisory firm in Las Vegas, NV, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 20, 2026.

- CRD: 121086
- Filed as: HOUSSELS CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Las Vegas, NV
- Filing period: October 2026
- Form ADV filing dated: January 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/121086
- AdvisorCensus page: https://advisorcensus.com/firm/houssels-capital-management-llc-las-vegas-nv-121086

## Quick answers

**How is Houssels Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Houssels Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Houssels Capital Management, LLC located?**
Houssels Capital Management, LLC's principal office is in Las Vegas, NV, according to its Form ADV.

**Is Houssels Capital Management, LLC registered with the SEC or a state?**
Houssels Capital Management, LLC is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 121086.

**How much does Houssels Capital Management, LLC manage?**
Houssels Capital Management, LLC reports $51,295,275 in regulatory assets under management in its Form ADV filing dated January 20, 2026 (100% discretionary).

**What types of clients does Houssels Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12); individuals (other than high net worth individuals) (2).

**Does Houssels Capital Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121086

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $51,295,275
- Discretionary: $51,295,275
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $366,977 |
| High net worth individuals | 12 | $50,928,298 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NV
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121086

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Houssels Capital Management, LLC (CRD 121086): Form ADV filing data as of October 2026.