# Houlihan Financial Resource Group, Ltd.

> Houlihan Financial Resource Group, Ltd. is an SEC-registered investment advisory firm in Ashburn, VA, registered since 2002, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 116670
- Filed as: HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ashburn, VA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116670
- AdvisorCensus page: https://advisorcensus.com/firm/houlihan-financial-resource-group-ltd-ashburn-va-116670

## Quick answers

**How is Houlihan Financial Resource Group, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Houlihan Financial Resource Group, Ltd. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does Houlihan Financial Resource Group, Ltd.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Houlihan Financial Resource Group, Ltd. located?**
Houlihan Financial Resource Group, Ltd.'s principal office is in Ashburn, VA, according to its Form ADV.

**Is Houlihan Financial Resource Group, Ltd. registered with the SEC or a state?**
Houlihan Financial Resource Group, Ltd. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 116670.

**How much does Houlihan Financial Resource Group, Ltd. manage?**
Houlihan Financial Resource Group, Ltd. reports $357,188,973 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Houlihan Financial Resource Group, Ltd.'s assets and staff changed since 2021?**
In the Form ADV data for Houlihan Financial Resource Group, Ltd.: Regulatory assets under management: $283,279,780 in the October 2021 data and $357,188,973 in the October 2026 data, up 26%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Houlihan Financial Resource Group, Ltd. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (93); individuals (other than high net worth individuals) (78).

**Which custodians does Houlihan Financial Resource Group, Ltd. use?**
Houlihan Financial Resource Group, Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Houlihan Financial Resource Group, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116670

**Does Houlihan Financial Resource Group, Ltd. state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "Houlihan requires each client seeking investment management services to place at least $1,000,000 with the firm, subject to the ability of the firm to waive this requirement."

**What changed in Houlihan Financial Resource Group, Ltd.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $324,482,817 to $357,188,973 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it)

> The management fee generally ranges from 0.50% to 1.00% per annum.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Houlihan requires each client seeking investment management services to place at least $1,000,000 with the firm, subject to the ability of the firm to waive this requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $357,188,973
- Discretionary: $357,188,973
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 78 | $32,365,785 |
| High net worth individuals | 93 | $324,823,188 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2002 (24 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, DC, FL, MD, NC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- houlihanfinancial.com
- Facebook @houlihanfinancial
- LinkedIn @HOULIHAN-FINANCIAL-RESOURCE-GROUP-LTD
- X @Houlihan_FRG

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $283,279,780 | 4 | March 8, 2021 |
| October 2022 | $313,303,141 | 4 | March 24, 2022 |
| October 2023 | $287,188,375 | 4 | March 24, 2023 |
| October 2024 | $322,419,429 | 4 | April 15, 2024 |
| October 2025 | $324,482,817 | 4 | March 26, 2025 |
| October 2026 | $357,188,973 | 4 | March 24, 2026 |

Regulatory assets under management: $283,279,780 in the October 2021 data and $357,188,973 in the October 2026 data, up 26%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $324,482,817 to $357,188,973 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Houlihan Financial Resource Group, Ltd. (CRD 116670): Form ADV filing data as of October 2026.