{
  "crd_number": 116670,
  "slug": "houlihan-financial-resource-group-ltd-ashburn-va-116670",
  "primary_business_name": "HOULIHAN FINANCIAL RESOURCE GROUP, LTD.",
  "legal_name": "HOULIHAN FINANCIAL RESOURCE GROUP, LTD.",
  "dbas": [],
  "city": "Ashburn",
  "state": "VA",
  "country": "United States",
  "cbsa_code": "47900",
  "metro": {
    "cbsa_code": "47900",
    "common_name": "Washington",
    "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV",
    "path": "/advisors/dc/washington"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-05-22",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 357188973.0,
  "raum_discretionary": 357188973.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 32365785.0,
      "count": 78
    },
    "high_net_worth_individuals": {
      "raum": 324823188.0,
      "count": 93
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "DC",
    "FL",
    "MD",
    "NC",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/houlihanfinancial",
    "https://houlihanfinancial.com",
    "https://linkedin.com/COMPANY/HOULIHAN-FINANCIAL-RESOURCE-GROUP-LTD",
    "https://twitter.com/Houlihan_FRG"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116670",
  "city_as_filed": "ASHBURN",
  "url": "https://advisorcensus.com/firm/houlihan-financial-resource-group-ltd-ashburn-va-116670",
  "display_name": "Houlihan Financial Resource Group, Ltd.",
  "summary": "Houlihan Financial Resource Group, Ltd. is an SEC-registered investment advisory firm in Ashburn, VA, registered since 2002, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. Houlihan Financial Resource Group, Ltd. (CRD 116670): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Houlihan Financial Resource Group, Ltd. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Houlihan Financial Resource Group, Ltd. reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Houlihan Financial Resource Group, Ltd. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it); Hourly rate: $125 to $400 an hour (stand-alone financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Houlihan Financial Resource Group, Ltd. located?",
      "a": "Houlihan Financial Resource Group, Ltd.'s principal office is in Ashburn, VA, according to its Form ADV."
    },
    {
      "q": "Is Houlihan Financial Resource Group, Ltd. registered with the SEC or a state?",
      "a": "Houlihan Financial Resource Group, Ltd. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 116670."
    },
    {
      "q": "How much does Houlihan Financial Resource Group, Ltd. manage?",
      "a": "Houlihan Financial Resource Group, Ltd. reports $357,188,973 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Houlihan Financial Resource Group, Ltd.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Houlihan Financial Resource Group, Ltd.: Regulatory assets under management: $283,279,780 in the October 2021 data and $357,188,973 in the October 2026 data, up 26%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Houlihan Financial Resource Group, Ltd. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (93); individuals (other than high net worth individuals) (78)."
    },
    {
      "q": "Which custodians does Houlihan Financial Resource Group, Ltd. use?",
      "a": "Houlihan Financial Resource Group, Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Houlihan Financial Resource Group, Ltd. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116670"
    },
    {
      "q": "Does Houlihan Financial Resource Group, Ltd. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 24, 2026 says: \"Houlihan requires each client seeking investment management services to place at least $1,000,000 with the firm, subject to the ability of the firm to waive this requirement.\""
    },
    {
      "q": "What changed in Houlihan Financial Resource Group, Ltd.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $324,482,817 to $357,188,973 (+10%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 283279780.0,
      "total_employees": 4,
      "filing_date": "2021-03-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 313303141.0,
      "total_employees": 4,
      "filing_date": "2022-03-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 287188375.0,
      "total_employees": 4,
      "filing_date": "2023-03-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 322419429.0,
      "total_employees": 4,
      "filing_date": "2024-04-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 324482817.0,
      "total_employees": 4,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 357188973.0,
      "total_employees": 4,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $324,482,817 to $357,188,973 (+10%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 1% a year",
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $125 to $400 an hour (stand-alone financial planning services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The management fee generally ranges from 0.50% to 1.00% per annum."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Houlihan requires each client seeking investment management services to place at least $1,000,000 with the firm, subject to the ability of the firm to waive this requirement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $125 to $400 an hour (stand-alone financial planning services)"
        ],
        "quotes": [
          "Fees range from $125 per hour to $400 per hour, depending upon the staff member performing the work."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.5,
        1.0
      ],
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 125.0,
          "max": 400.0,
          "period": "hour",
          "service": "stand-alone financial planning services"
        }
      ]
    },
    "quotes": [
      "The management fee generally ranges from 0.50% to 1.00% per annum.",
      "Houlihan requires each client seeking investment management services to place at least $1,000,000 with the firm, subject to the ability of the firm to waive this requirement.",
      "Fees range from $125 per hour to $400 per hour, depending upon the staff member performing the work."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/houlihan-financial-resource-group-ltd-ashburn-va-116670.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 78,
      "fewer_than_5": false,
      "raum": 32365785.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 93,
      "fewer_than_5": false,
      "raum": 324823188.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116670",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}