{
  "crd_number": 121586,
  "slug": "houlihan-asset-management-llc-fort-wayne-in-121586",
  "primary_business_name": "HOULIHAN ASSET MANAGEMENT LLC",
  "legal_name": "HOULIHAN ASSET MANAGEMENT LLC",
  "dbas": [],
  "city": "Fort Wayne",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "23060",
  "metro": {
    "cbsa_code": "23060",
    "common_name": "Fort Wayne",
    "msa_name": "Fort Wayne, IN",
    "path": "/advisors/in/fort-wayne"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1999-02-11",
  "years_registered": 27,
  "period": "2026-10-01",
  "filing_date": "2026-01-05",
  "carried_forward": false,
  "raum_total": 52000000.0,
  "raum_discretionary": 40000000.0,
  "raum_non_discretionary": 12000000.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 52000000.0,
      "count": 29
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "IN"
  ],
  "websites": [
    "https://houlihanassetmanagement.biz"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/121586",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "FORT WAYNE",
  "url": "https://advisorcensus.com/firm/houlihan-asset-management-llc-fort-wayne-in-121586",
  "display_name": "Houlihan Asset Management LLC",
  "summary": "Houlihan Asset Management LLC is a state-registered investment advisory firm in Fort Wayne, IN, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 5, 2026.",
  "citation": "AdvisorCensus. Houlihan Asset Management LLC (CRD 121586): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Houlihan Asset Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Houlihan Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Houlihan Asset Management LLC located?",
      "a": "Houlihan Asset Management LLC's principal office is in Fort Wayne, IN, according to its Form ADV."
    },
    {
      "q": "Is Houlihan Asset Management LLC registered with the SEC or a state?",
      "a": "Houlihan Asset Management LLC is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 121586."
    },
    {
      "q": "How much does Houlihan Asset Management LLC manage?",
      "a": "Houlihan Asset Management LLC reports $52,000,000 in regulatory assets under management in its Form ADV filing dated January 5, 2026 (77% discretionary)."
    },
    {
      "q": "What types of clients does Houlihan Asset Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (29)."
    },
    {
      "q": "Does Houlihan Asset Management LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121586"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/houlihan-asset-management-llc-fort-wayne-in-121586.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 29,
      "fewer_than_5": false,
      "raum": 52000000.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/121586",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}