{
  "crd_number": 297368,
  "slug": "horst-and-graben-wealth-management-llc-portland-or-297368",
  "primary_business_name": "HORST & GRABEN WEALTH MANAGEMENT, LLC",
  "legal_name": "HORST & GRABEN WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Portland",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-06-27",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 920067465.0,
  "raum_discretionary": 839322617.0,
  "raum_non_discretionary": 80744848.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 10,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 955522.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 313519724.0,
      "count": 1082
    },
    "pension_profit_sharing": {
      "raum": 68108946.0,
      "count": 12
    },
    "high_net_worth_individuals": {
      "raum": 537483273.0,
      "count": 217
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "ID",
    "MT",
    "NH",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://horstandgraben.com",
    "https://horstandgrabenwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297368",
  "city_as_filed": "PORTLAND",
  "url": "https://advisorcensus.com/firm/horst-and-graben-wealth-management-llc-portland-or-297368",
  "display_name": "Horst & Graben Wealth Management, LLC",
  "summary": "Horst & Graben Wealth Management, LLC is an SEC-registered investment advisory firm in Portland, OR, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Horst & Graben Wealth Management, LLC (CRD 297368): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Horst & Graben Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Horst & Graben Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Horst & Graben Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 19, 2026 states: Flat fee: $2,000 (initial plan); Flat fee: $400 (each additional scenario); Flat fee: $200 (thorough debt reduction plan). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Horst & Graben Wealth Management, LLC located?",
      "a": "Horst & Graben Wealth Management, LLC's principal office is in Portland, OR, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Horst & Graben Wealth Management, LLC registered with the SEC or a state?",
      "a": "Horst & Graben Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297368."
    },
    {
      "q": "How much does Horst & Graben Wealth Management, LLC manage?",
      "a": "Horst & Graben Wealth Management, LLC reports $920,067,465 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (91% discretionary)."
    },
    {
      "q": "How have Horst & Graben Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Horst & Graben Wealth Management, LLC: Regulatory assets under management: $543,232,740 in the October 2021 data and $920,067,465 in the October 2026 data, up 69%. Total employees: 4 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Horst & Graben Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,082); high net worth individuals (217); pension and profit sharing plans (but not the plan participants or government pension plans) (12)."
    },
    {
      "q": "Which custodians does Horst & Graben Wealth Management, LLC use?",
      "a": "Horst & Graben Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Horst & Graben Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297368"
    },
    {
      "q": "Does Horst & Graben Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 19, 2026 says: \"The minimum account size is generally $ 500,000. Horst & Graben, at its sole discretion, may accept clients with smaller accounts based on criteria such as the client ’s potential to increase future earnings and/or assets\""
    },
    {
      "q": "What changed in Horst & Graben Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $796,540,374 to $920,067,465 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 543232740.0,
      "total_employees": 4,
      "filing_date": "2021-02-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 605526887.0,
      "total_employees": 6,
      "filing_date": "2022-02-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 577286655.0,
      "total_employees": 7,
      "filing_date": "2023-10-02"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 649922265.0,
      "total_employees": 7,
      "filing_date": "2024-06-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 796540374.0,
      "total_employees": 8,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 920067465.0,
      "total_employees": 10,
      "filing_date": "2026-03-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4.",
        "Regulatory assets under management went from $796,540,374 to $920,067,465 (+16%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in AK, CO, NM, NY, PA, VA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $2,000 (initial plan)",
      "Flat fee: $400 (each additional scenario)",
      "Flat fee: $200 (thorough debt reduction plan)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum account size is generally $ 500,000. Horst & Graben, at its sole discretion, may accept clients with smaller accounts based on criteria such as the client ’s potential to increase future earnings and/or assets"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,000 (initial plan)"
        ],
        "quotes": [
          "Generally, we charge a fixed fee of $2,000 for the initial plan, plus $400 for each additional scenario, $400 for investment reviews, $400 for budget review, and $200 for a thorough debt reduction plan."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $400 (each additional scenario)"
        ],
        "quotes": [
          "Generally, we charge a fixed fee of $2,000 for the initial plan, plus $400 for each additional scenario, $400 for investment reviews, $400 for budget review, and $200 for a thorough debt reduction plan."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $200 (thorough debt reduction plan)"
        ],
        "quotes": [
          "Generally, we charge a fixed fee of $2,000 for the initial plan, plus $400 for each additional scenario, $400 for investment reviews, $400 for budget review, and $200 for a thorough debt reduction plan."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 2000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "initial plan"
        },
        {
          "kind": "flat",
          "amount": 400.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "each additional scenario"
        },
        {
          "kind": "flat",
          "amount": 200.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "thorough debt reduction plan"
        }
      ]
    },
    "quotes": [
      "The minimum account size is generally $ 500,000. Horst & Graben, at its sole discretion, may accept clients with smaller accounts based on criteria such as the client ’s potential to increase future earnings and/or assets",
      "Generally, we charge a fixed fee of $2,000 for the initial plan, plus $400 for each additional scenario, $400 for investment reviews, $400 for budget review, and $200 for a thorough debt reduction plan.",
      "Generally, we charge a fixed fee of $2,000 for the initial plan, plus $400 for each additional scenario, $400 for investment reviews, $400 for budget review, and $200 for a thorough debt reduction plan.",
      "Generally, we charge a fixed fee of $2,000 for the initial plan, plus $400 for each additional scenario, $400 for investment reviews, $400 for budget review, and $200 for a thorough debt reduction plan."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/horst-and-graben-wealth-management-llc-portland-or-297368.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1082,
      "fewer_than_5": false,
      "raum": 313519724.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 217,
      "fewer_than_5": false,
      "raum": 537483273.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 68108946.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 955522.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297368",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}