{
  "crd_number": 118731,
  "slug": "horizon-wealth-management-llc-new-albany-in-118731",
  "primary_business_name": "HORIZON WEALTH MANAGEMENT, LLC",
  "legal_name": "HORIZON WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "New Albany",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "31140",
  "metro": {
    "cbsa_code": "31140",
    "common_name": "Louisville",
    "msa_name": "Louisville/Jefferson County, KY-IN",
    "path": "/advisors/ky/louisville"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2003-01-21",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-04-01",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "hourly"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "IN",
    "KY"
  ],
  "websites": [
    "https://facebook.com/HWMTeam",
    "https://horizonwealth.com",
    "https://linkedin.com/company/horizon-wealth-management-llc/about"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118731",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW ALBANY",
  "url": "https://advisorcensus.com/firm/horizon-wealth-management-llc-new-albany-in-118731",
  "display_name": "Horizon Wealth Management, LLC",
  "summary": "Horizon Wealth Management, LLC is a state-registered investment advisory firm in New Albany, IN, registered since 2003, with no regulatory assets under management reported in its Form ADV filing dated April 1, 2026.",
  "citation": "AdvisorCensus. Horizon Wealth Management, LLC (CRD 118731): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Horizon Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Horizon Wealth Management, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Horizon Wealth Management, LLC located?",
      "a": "Horizon Wealth Management, LLC's principal office is in New Albany, IN, according to its Form ADV."
    },
    {
      "q": "Is Horizon Wealth Management, LLC registered with the SEC or a state?",
      "a": "Horizon Wealth Management, LLC is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 118731."
    },
    {
      "q": "Does Horizon Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118731"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/horizon-wealth-management-llc-new-albany-in-118731.md",
  "clients": [],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118731",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}