{
  "crd_number": 114102,
  "slug": "horizon-wealth-advisors-houston-tx-114102",
  "primary_business_name": "HORIZON WEALTH ADVISORS",
  "legal_name": "HORIZON ADVISORS, LLC",
  "dbas": [
    "HORIZON WEALTH ADVISORS"
  ],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2003-01-15",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-09-09",
  "carried_forward": false,
  "raum_total": 451430132.0,
  "raum_discretionary": 382243174.0,
  "raum_non_discretionary": 69186958.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2206061.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 30374125.0,
      "count": 96
    },
    "high_net_worth_individuals": {
      "raum": 415537674.0,
      "count": 94
    },
    "corporations_other_businesses": {
      "raum": 3312272.0,
      "count": 7
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://horizon-advisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114102",
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/horizon-wealth-advisors-houston-tx-114102",
  "display_name": "Horizon Wealth Advisors",
  "summary": "Horizon Wealth Advisors is an SEC-registered investment advisory firm in Houston, TX, registered since 2003, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.",
  "citation": "AdvisorCensus. Horizon Wealth Advisors (CRD 114102): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Horizon Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Horizon Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Horizon Wealth Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 states: Hourly rate: $150 to $350 an hour (Consultations regarding investments not resulting in investment management…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Horizon Wealth Advisors located?",
      "a": "Horizon Wealth Advisors' principal office is in Houston, TX, according to its Form ADV."
    },
    {
      "q": "Is Horizon Wealth Advisors registered with the SEC or a state?",
      "a": "Horizon Wealth Advisors is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 114102."
    },
    {
      "q": "How much does Horizon Wealth Advisors manage?",
      "a": "Horizon Wealth Advisors reports $451,430,132 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (85% discretionary)."
    },
    {
      "q": "How have Horizon Wealth Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Horizon Wealth Advisors: Regulatory assets under management: $301,861,225 in the October 2021 data and $451,430,132 in the October 2026 data, up 50%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Horizon Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); high net worth individuals (94); corporations or other businesses not listed above (7)."
    },
    {
      "q": "Which custodians does Horizon Wealth Advisors use?",
      "a": "Horizon Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Horizon Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114102"
    },
    {
      "q": "What changed in Horizon Wealth Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $406,916,631 to $451,430,132 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 301861225.0,
      "total_employees": 5,
      "filing_date": "2021-02-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 365543497.0,
      "total_employees": 4,
      "filing_date": "2022-03-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 339332834.0,
      "total_employees": 4,
      "filing_date": "2023-02-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 375277034.0,
      "total_employees": 5,
      "filing_date": "2024-03-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 406916631.0,
      "total_employees": 5,
      "filing_date": "2025-02-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 451430132.0,
      "total_employees": 4,
      "filing_date": "2026-09-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4.",
        "Regulatory assets under management went from $406,916,631 to $451,430,132 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 12, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$11,250",
    "planning_fees": [
      "Hourly rate: $150 to $350 an hour (Consultations regarding investments not resulting in investment management…)"
    ],
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $11,250"
        ],
        "quotes": [
          "The preferred minimum annual fee is $11,250 and is negotiable."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 to $350 an hour (Consultations regarding investments not resulting in investment management…)"
        ],
        "quotes": [
          "Consultations regarding investments not resulting in investment management or investment advising will be charged at hourly rates ranging from $150 to $350 per hour, depending upon the experience and expertise of the individual providing the service."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 11250.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 150.0,
          "max": 350.0,
          "period": "hour",
          "service": "Consultations regarding investments not resulting in investment management or investment advising"
        }
      ]
    },
    "quotes": [
      "The preferred minimum annual fee is $11,250 and is negotiable.",
      "Consultations regarding investments not resulting in investment management or investment advising will be charged at hourly rates ranging from $150 to $350 per hour, depending upon the experience and expertise of the individual providing the service."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/horizon-wealth-advisors-houston-tx-114102.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 96,
      "fewer_than_5": false,
      "raum": 30374125.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 94,
      "fewer_than_5": false,
      "raum": 415537674.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 2206061.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 7,
      "fewer_than_5": false,
      "raum": 3312272.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114102",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}