# Horizon Investment Services, LLC.

> Horizon Investment Services, LLC. is an SEC-registered investment advisory firm in Hammond, IN, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 11, 2026.

- CRD: 110642
- Filed as: HORIZON INVESTMENT SERVICES, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hammond, IN
- Filing period: October 2026
- Form ADV filing dated: May 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110642
- AdvisorCensus page: https://advisorcensus.com/firm/horizon-investment-services-llc-hammond-in-110642

## Quick answers

**How is Horizon Investment Services, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Horizon Investment Services, LLC. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Horizon Investment Services, LLC. located?**
Horizon Investment Services, LLC.'s principal office is in Hammond, IN, according to its Form ADV.

**Is Horizon Investment Services, LLC. registered with the SEC or a state?**
Horizon Investment Services, LLC. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 110642.

**How much does Horizon Investment Services, LLC. manage?**
Horizon Investment Services, LLC. reports $363,823,928 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (100% discretionary).

**How have Horizon Investment Services, LLC.'s assets and staff changed since 2021?**
In the Form ADV data for Horizon Investment Services, LLC.: Regulatory assets under management: $215,268,080 in the October 2021 data and $363,823,928 in the October 2026 data, up 69%. Total employees: 14 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Horizon Investment Services, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (251); high net worth individuals (67); other investment advisers (10).

**Which custodians does Horizon Investment Services, LLC. use?**
Horizon Investment Services, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.

**Does Horizon Investment Services, LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110642

**What changed in Horizon Investment Services, LLC.'s recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $363,823,928
- Discretionary: $363,823,928
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 251 | $125,056,578 |
| High net worth individuals | 67 | $206,430,397 |
| Other investment advisers | 10 | $3,764,160 |
| Corporations or other businesses not listed above | 6 | $28,572,793 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2004 (22 years)
- Employees: 14 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, FL, GA, IL, IN, LA, MI, NC, NH, NJ, NY, OH, SC, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- horizoninvestment.com
- YouTube @UCf80BBXLImTPuICx41e2elQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $215,268,080 | 14 | April 21, 2021 |
| October 2022 | $281,234,015 | 14 | March 24, 2022 |
| October 2023 | $224,029,793 | 14 | September 20, 2023 |
| October 2024 | $258,266,022 | 14 | March 26, 2024 |
| October 2025 | $316,033,135 | 14 | March 20, 2025 |
| October 2026 | $363,823,928 | 14 | May 11, 2026 |

Regulatory assets under management: $215,268,080 in the October 2021 data and $363,823,928 in the October 2026 data, up 69%.
Total employees: 14 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in NY.

### April 2026
- Regulatory assets under management went from $316,033,135 to $363,823,928 (+15%).

### March 2026
- Registered or notice-filed in WA.

### February 2026
- Registered or notice-filed in NJ.

### January 2026
- No longer registered or notice-filed in WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Horizon Investment Services, LLC. (CRD 110642): Form ADV filing data as of October 2026.