# Horizon Family Wealth, Inc.

> Horizon Family Wealth, Inc. is an SEC-registered investment advisory firm in Chicago, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 315484
- Filed as: HORIZON FAMILY WEALTH, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315484
- AdvisorCensus page: https://advisorcensus.com/firm/horizon-family-wealth-inc-chicago-il-315484

## Quick answers

**How is Horizon Family Wealth, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Horizon Family Wealth, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Horizon Family Wealth, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated July 14, 2026 states: Asset-based fee: up to 1.65% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Horizon Family Wealth, Inc. located?**
Horizon Family Wealth, Inc.'s principal office is in Chicago, IL, according to its Form ADV.

**Is Horizon Family Wealth, Inc. registered with the SEC or a state?**
Horizon Family Wealth, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315484.

**How much does Horizon Family Wealth, Inc. manage?**
Horizon Family Wealth, Inc. reports $278,813,453 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).

**How have Horizon Family Wealth, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Horizon Family Wealth, Inc.: Regulatory assets under management: $0 in the October 2021 data and $278,813,453 in the October 2026 data. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Horizon Family Wealth, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (64); individuals (other than high net worth individuals) (29); corporations or other businesses not listed above (1).

**Which custodians does Horizon Family Wealth, Inc. use?**
Horizon Family Wealth, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Horizon Family Wealth, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315484

**What changed in Horizon Family Wealth, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 14, 2026)

- Asset-based fee: up to 1.65% of assets a year (the maximum the brochure states)

> The maximum annual fee charged for this service will not exceed 1.65%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $278,813,453
- Discretionary: $278,813,453
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $9,040,339 |
| High net worth individuals | 64 | $269,770,645 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $2,469 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, NE, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- horizonfamilywealth.com
- LinkedIn @horizon-family-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 3 | September 1, 2021 |
| October 2022 | $155,264,045 | 3 | March 1, 2022 |
| October 2023 | $150,234,156 | 2 | April 13, 2023 |
| October 2024 | $220,656,837 | 3 | March 15, 2024 |
| October 2025 | $279,654,348 | 2 | March 19, 2025 |
| October 2026 | $278,813,453 | 2 | July 14, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $278,813,453 in the October 2026 data.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Horizon Family Wealth, Inc. (CRD 315484): Form ADV filing data as of October 2026.