# Horiko Capital Management LLC

> Horiko Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 126343
- Filed as: HORIKO CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126343
- AdvisorCensus page: https://advisorcensus.com/firm/horiko-capital-management-llc-new-york-ny-126343

## Quick answers

**How is Horiko Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Horiko Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**How much does Horiko Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated March 3, 2026 states: Hourly rate: $500 an hour (Investment Advice or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Horiko Capital Management LLC located?**
Horiko Capital Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Horiko Capital Management LLC registered with the SEC or a state?**
Horiko Capital Management LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 126343.

**How much does Horiko Capital Management LLC manage?**
Horiko Capital Management LLC reports $475,063,887 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have Horiko Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Horiko Capital Management LLC: Regulatory assets under management: $299,620,341 in the October 2021 data and $475,063,887 in the October 2026 data, up 59%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Horiko Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); investment companies (2); pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Horiko Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126343

**Does Horiko Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 3, 2026 says: "The minimum initial investment amount is $100,000 USD although HCM has discretion to accept lesser amounts."

**What changed in Horiko Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $368,991,030 to $475,063,887 (+29%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 3, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> The minimum initial investment amount is $100,000 USD although HCM has discretion to accept lesser amounts.

- Hourly rate: $500 an hour (Investment Advice or consulting services)

> Investment Advice or consulting services may also be provided irrespective of AUM. Such advice is subject to a fee of up to $500/hour PLUS expenses including reimbursable expenses.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $475,063,887
- Discretionary: $475,063,887
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 2 | $116,141,116 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $110,041,247 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $248,881,524 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2017 (8 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- horikocapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $299,620,341 | 5 | February 17, 2021 |
| October 2022 | $480,387,950 | 5 | March 24, 2022 |
| October 2023 | $252,229,401 | 5 | February 14, 2023 |
| October 2024 | $316,358,922 | 5 | March 12, 2024 |
| October 2025 | $368,991,030 | 5 | February 26, 2025 |
| October 2026 | $475,063,887 | 6 | March 3, 2026 |

Regulatory assets under management: $299,620,341 in the October 2021 data and $475,063,887 in the October 2026 data, up 59%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $368,991,030 to $475,063,887 (+29%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Horiko Capital Management LLC (CRD 126343): Form ADV filing data as of October 2026.