# Hopwood Financial Services, Inc.

> Hopwood Financial Services, Inc. is an SEC-registered investment advisory firm in Reston, VA, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 19, 2026.

- CRD: 127927
- Filed as: HOPWOOD FINANCIAL SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Reston, VA
- Filing period: October 2026
- Form ADV filing dated: August 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127927
- AdvisorCensus page: https://advisorcensus.com/firm/hopwood-financial-services-inc-reston-va-127927

## Quick answers

**How is Hopwood Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Hopwood Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Hopwood Financial Services, Inc. charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $125 to $350 an hour (purely administrative functions to most financial planning…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hopwood Financial Services, Inc. located?**
Hopwood Financial Services, Inc.'s principal office is in Reston, VA, according to its Form ADV.

**Is Hopwood Financial Services, Inc. registered with the SEC or a state?**
Hopwood Financial Services, Inc. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 127927.

**How much does Hopwood Financial Services, Inc. manage?**
Hopwood Financial Services, Inc. reports $750,255,685 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (100% discretionary).

**How have Hopwood Financial Services, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Hopwood Financial Services, Inc.: Regulatory assets under management: $451,861,899 in the October 2021 data and $750,255,685 in the October 2026 data, up 66%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hopwood Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (169); individuals (other than high net worth individuals) (114); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Hopwood Financial Services, Inc. use?**
Hopwood Financial Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Hopwood Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127927

**What changed in Hopwood Financial Services, Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in CO. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Hourly rate: $125 to $350 an hour (purely administrative functions to most financial planning…)

> Personal financial planning and consulting service fees are generally charged on an hourly basis. Hourly fees range from $350 per hour for most financial planning services to $125 per hour for purely administrative functions.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $750,255,685
- Discretionary: $750,255,685
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 114 | $43,468,695 |
| High net worth individuals | 169 | $695,912,398 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $6,954,844 |
| Charitable organizations | 1 | $1,161,074 |
| Corporations or other businesses not listed above | 2 | $2,758,674 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2003 (23 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, DC, FL, MA, MD, NC, NH, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hopwoodfinancial.com
- LinkedIn @HOPWOOD-FINANCIAL-SERVICES

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $451,861,899 | 8 | March 29, 2021 |
| October 2022 | $531,765,109 | 7 | July 22, 2022 |
| October 2023 | $486,260,899 | 9 | March 29, 2023 |
| October 2024 | $548,072,602 | 10 | June 20, 2024 |
| October 2025 | $666,556,928 | 9 | June 11, 2025 |
| October 2026 | $750,255,685 | 11 | August 19, 2026 |

Regulatory assets under management: $451,861,899 in the October 2021 data and $750,255,685 in the October 2026 data, up 66%.
Total employees: 8 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in CO.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $666,556,928 to $750,255,685 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hopwood Financial Services, Inc. (CRD 127927): Form ADV filing data as of October 2026.