# Holmes Investment Management, Inc.

> Holmes Investment Management, Inc. is a state-registered investment advisory firm in Brockton, MA, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 123920
- Filed as: HOLMES INVESTMENT MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brockton, MA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123920
- AdvisorCensus page: https://advisorcensus.com/firm/holmes-investment-management-inc-brockton-ma-123920

## Quick answers

**How is Holmes Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Holmes Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Holmes Investment Management, Inc. located?**
Holmes Investment Management, Inc.'s principal office is in Brockton, MA, according to its Form ADV.

**Is Holmes Investment Management, Inc. registered with the SEC or a state?**
Holmes Investment Management, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 123920.

**How much does Holmes Investment Management, Inc. manage?**
Holmes Investment Management, Inc. reports $49,504,256 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Holmes Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (116); high net worth individuals (13).

**Does Holmes Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123920

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $49,504,256
- Discretionary: $49,504,256
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 116 | $23,756,161 |
| High net worth individuals | 13 | $25,748,095 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hhria.com
- Facebook @HolmesInvestmentManagement
- LinkedIn @holmes-investment-management-inc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Holmes Investment Management, Inc. (CRD 123920): Form ADV filing data as of October 2026.