# Holm & Baucom Wealth Advisors, LLC

> Holm & Baucom Wealth Advisors, LLC is an SEC-registered investment advisory firm in Victoria, TX, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.

- CRD: 343838
- Filed as: HOLM & BAUCOM WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Victoria, TX
- Filing period: October 2026
- Form ADV filing dated: September 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/343838
- AdvisorCensus page: https://advisorcensus.com/firm/holm-and-baucom-wealth-advisors-llc-victoria-tx-343838

## Quick answers

**How is Holm & Baucom Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Holm & Baucom Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Holm & Baucom Wealth Advisors, LLC located?**
Holm & Baucom Wealth Advisors, LLC's principal office is in Victoria, TX, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Holm & Baucom Wealth Advisors, LLC registered with the SEC or a state?**
Holm & Baucom Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343838.

**How much does Holm & Baucom Wealth Advisors, LLC manage?**
Holm & Baucom Wealth Advisors, LLC reports $0 in regulatory assets under management in its Form ADV filing dated September 21, 2026.

**Does Holm & Baucom Wealth Advisors, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343838

**What changed in Holm & Baucom Wealth Advisors, LLC's recent Form ADV filings?**
In the October 2026 filing data: Newly registered with the SEC. Added an office in Victoria, TX. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343838

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Victoria, TX

### Websites listed on Form ADV (Item 1.I)
- [holmbaucomwealth.com](https://holmbaucomwealth.com)

## Changes in the filing (last 12 months)

### October 2026
- Newly registered with the SEC.
- Added an office in Victoria, TX.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Holm & Baucom Wealth Advisors, LLC (CRD 343838): Form ADV filing data as of October 2026.