{
  "crd_number": 343838,
  "slug": "holm-and-baucom-wealth-advisors-llc-victoria-tx-343838",
  "primary_business_name": "HOLM & BAUCOM WEALTH ADVISORS, LLC",
  "legal_name": "HOLM & BAUCOM WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Victoria",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "47020",
  "metro": {
    "cbsa_code": "47020",
    "common_name": "Victoria",
    "msa_name": "Victoria, TX",
    "path": "/advisors/tx/victoria"
  },
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2026-09-18",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-21",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://holmbaucomwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343838",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    }
  ],
  "city_as_filed": "VICTORIA",
  "url": "https://advisorcensus.com/firm/holm-and-baucom-wealth-advisors-llc-victoria-tx-343838",
  "display_name": "Holm & Baucom Wealth Advisors, LLC",
  "summary": "Holm & Baucom Wealth Advisors, LLC is an SEC-registered investment advisory firm in Victoria, TX, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.",
  "citation": "AdvisorCensus. Holm & Baucom Wealth Advisors, LLC (CRD 343838): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Holm & Baucom Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Holm & Baucom Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Holm & Baucom Wealth Advisors, LLC located?",
      "a": "Holm & Baucom Wealth Advisors, LLC's principal office is in Victoria, TX, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Holm & Baucom Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "Holm & Baucom Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343838."
    },
    {
      "q": "How much does Holm & Baucom Wealth Advisors, LLC manage?",
      "a": "Holm & Baucom Wealth Advisors, LLC reports $0 in regulatory assets under management in its Form ADV filing dated September 21, 2026."
    },
    {
      "q": "Does Holm & Baucom Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343838"
    },
    {
      "q": "What changed in Holm & Baucom Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Newly registered with the SEC. Added an office in Victoria, TX. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Newly registered with the SEC.",
        "Added an office in Victoria, TX.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/holm-and-baucom-wealth-advisors-llc-victoria-tx-343838.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343838",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}