# Hollow Brook Wealth Management LLC

> Hollow Brook Wealth Management LLC is an SEC-registered investment advisory firm in Katonah, NY, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 145521
- Filed as: HOLLOW BROOK WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Katonah, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145521
- AdvisorCensus page: https://advisorcensus.com/firm/hollow-brook-wealth-management-llc-katonah-ny-145521

## Quick answers

**How is Hollow Brook Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hollow Brook Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Hollow Brook Wealth Management LLC located?**
Hollow Brook Wealth Management LLC's principal office is in Katonah, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Hollow Brook Wealth Management LLC registered with the SEC or a state?**
Hollow Brook Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 145521.

**How much does Hollow Brook Wealth Management LLC manage?**
Hollow Brook Wealth Management LLC reports $1,367,129,887 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (61% discretionary).

**How have Hollow Brook Wealth Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Hollow Brook Wealth Management LLC: Regulatory assets under management: $721,414,657 in the October 2021 data and $1,367,129,887 in the October 2026 data, up 90%. Total employees: 12 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hollow Brook Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (459); individuals (other than high net worth individuals) (90); corporations or other businesses not listed above (30).

**Which custodians does Hollow Brook Wealth Management LLC use?**
Hollow Brook Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Hollow Brook Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145521

**What changed in Hollow Brook Wealth Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $1,197,072,975 to $1,367,129,887 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,367,129,887
- Discretionary: $832,548,371
- Non-discretionary: $534,581,516

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 90 | $19,020,037 |
| High net worth individuals | 459 | $1,260,825,962 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 24 | $35,451,584 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 30 | $51,832,304 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2008 (18 years)
- Employees: 18 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, DC, FL, LA, MA, MT, NH, NJ, NY, OH, PA, PR, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Wellington, FL

### Websites listed on Form ADV (Item 1.I)
- [hbwmllc.com](https://hbwmllc.com)
- [hollowbrookllc.com](https://hollowbrookllc.com)
- Facebook @Hollow-Brook-Wealth-Management-103478335316782
- LinkedIn @HOLLOW-BROOK-WEALTH-MANAGEMENT-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $721,414,657 | 12 | March 29, 2021 |
| October 2022 | $898,479,178 | 13 | August 25, 2022 |
| October 2023 | $956,571,257 | 13 | May 30, 2023 |
| October 2024 | $1,048,780,026 | 13 | March 29, 2024 |
| October 2025 | $1,197,072,975 | 15 | March 30, 2025 |
| October 2026 | $1,367,129,887 | 18 | March 30, 2026 |

Regulatory assets under management: $721,414,657 in the October 2021 data and $1,367,129,887 in the October 2026 data, up 90%.
Total employees: 12 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $1,197,072,975 to $1,367,129,887 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hollow Brook Wealth Management LLC (CRD 145521): Form ADV filing data as of October 2026.