{
  "crd_number": 118943,
  "slug": "hollingsworth-avent-averre-and-purvis-pa-raleigh-nc-118943",
  "primary_business_name": "HOLLINGSWORTH AVENT AVERRE & PURVIS, PA",
  "legal_name": "HOLLINGSWORTH AVENT AVERRE & PURVIS, PA",
  "dbas": [],
  "city": "Raleigh",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "39580",
  "metro": {
    "cbsa_code": "39580",
    "common_name": "Raleigh",
    "msa_name": "Raleigh-Cary, NC",
    "path": "/advisors/nc/raleigh"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-06-18",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 177409470.0,
  "raum_discretionary": 177409470.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 31502214.0,
      "count": 50
    },
    "pension_profit_sharing": {
      "raum": 5727563.0,
      "count": 4
    },
    "high_net_worth_individuals": {
      "raum": 139395268.0,
      "count": 44
    },
    "corporations_other_businesses": {
      "raum": 784425.0,
      "count": 2
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NC"
  ],
  "websites": [
    "https://haacpa.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118943",
  "city_as_filed": "RALEIGH",
  "url": "https://advisorcensus.com/firm/hollingsworth-avent-averre-and-purvis-pa-raleigh-nc-118943",
  "display_name": "Hollingsworth Avent Averre & Purvis, PA",
  "summary": "Hollingsworth Avent Averre & Purvis, PA is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Hollingsworth Avent Averre & Purvis, PA (CRD 118943): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Hollingsworth Avent Averre & Purvis, PA compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hollingsworth Avent Averre & Purvis, PA reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Hollingsworth Avent Averre & Purvis, PA charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $300 an hour (Non-continuous investment advice and general financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Hollingsworth Avent Averre & Purvis, PA located?",
      "a": "Hollingsworth Avent Averre & Purvis, PA's principal office is in Raleigh, NC, according to its Form ADV."
    },
    {
      "q": "Is Hollingsworth Avent Averre & Purvis, PA registered with the SEC or a state?",
      "a": "Hollingsworth Avent Averre & Purvis, PA is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 118943."
    },
    {
      "q": "How much does Hollingsworth Avent Averre & Purvis, PA manage?",
      "a": "Hollingsworth Avent Averre & Purvis, PA reports $177,409,470 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Hollingsworth Avent Averre & Purvis, PA's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hollingsworth Avent Averre & Purvis, PA: Regulatory assets under management: $127,501,078 in the October 2021 data and $177,409,470 in the October 2026 data, up 39%. Total employees: 11 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hollingsworth Avent Averre & Purvis, PA serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50); high net worth individuals (44); pension and profit sharing plans (but not the plan participants or government pension plans) (4)."
    },
    {
      "q": "Which custodians does Hollingsworth Avent Averre & Purvis, PA use?",
      "a": "Hollingsworth Avent Averre & Purvis, PA's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hollingsworth Avent Averre & Purvis, PA report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118943"
    },
    {
      "q": "Does Hollingsworth Avent Averre & Purvis, PA state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Hollingsworth Avent Averre & Purvis, P.A. has an account minimum of $500,000.00, although in some cases exceptions may be made.\""
    },
    {
      "q": "What changed in Hollingsworth Avent Averre & Purvis, PA's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $154,466,847 to $177,409,470 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 127501078.0,
      "total_employees": 11,
      "filing_date": "2021-06-11"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 142325738.0,
      "total_employees": 3,
      "filing_date": "2022-04-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 124292701.0,
      "total_employees": 3,
      "filing_date": "2023-04-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 140492903.0,
      "total_employees": 3,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 154466847.0,
      "total_employees": 3,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 177409470.0,
      "total_employees": 3,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3.",
        "Regulatory assets under management went from $154,466,847 to $177,409,470 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $300 an hour (Non-continuous investment advice and general financial planning)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Hollingsworth Avent Averre & Purvis, P.A. has an account minimum of $500,000.00, although in some cases exceptions may be made."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (Non-continuous investment advice and general financial planning)"
        ],
        "quotes": [
          "Non-continuous investment advice and general financial planning is billed at up to $300.00 per hour, depending on the level of and types of services, and usually with a predetermined cap."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Non-continuous investment advice and general financial planning"
        }
      ]
    },
    "quotes": [
      "Hollingsworth Avent Averre & Purvis, P.A. has an account minimum of $500,000.00, although in some cases exceptions may be made.",
      "Non-continuous investment advice and general financial planning is billed at up to $300.00 per hour, depending on the level of and types of services, and usually with a predetermined cap."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hollingsworth-avent-averre-and-purvis-pa-raleigh-nc-118943.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 50,
      "fewer_than_5": false,
      "raum": 31502214.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 139395268.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 5727563.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": false,
      "raum": 784425.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118943",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}