{
  "crd_number": 127059,
  "slug": "holbrook-global-strategies-palo-alto-ca-127059",
  "primary_business_name": "HOLBROOK GLOBAL STRATEGIES",
  "legal_name": "GLOBAL WEALTH STRATEGIES LLC",
  "dbas": [],
  "city": "Palo Alto",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41940",
  "metro": {
    "cbsa_code": "41940",
    "common_name": "San Jose",
    "msa_name": "San Jose-Sunnyvale-Santa Clara, CA",
    "path": "/advisors/ca/san-jose"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-02-03",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-04-06",
  "carried_forward": false,
  "raum_total": 147000000.0,
  "raum_discretionary": 147000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 5000000.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 142000000.0,
      "count": 25
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://holbrookglobal.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127059",
  "city_as_filed": "PALO ALTO",
  "url": "https://advisorcensus.com/firm/holbrook-global-strategies-palo-alto-ca-127059",
  "display_name": "Holbrook Global Strategies",
  "summary": "Holbrook Global Strategies is an SEC-registered investment advisory firm in Palo Alto, CA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.",
  "citation": "AdvisorCensus. Holbrook Global Strategies (CRD 127059): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Holbrook Global Strategies compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Holbrook Global Strategies reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Holbrook Global Strategies charge?",
      "a": "Its Form ADV Part 2A brochure dated April 6, 2026 states: Asset-based fee: 0.5% to 1.2% a year (a range, as the brochure states it); Hourly rate: $250 an hour (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Holbrook Global Strategies located?",
      "a": "Holbrook Global Strategies' principal office is in Palo Alto, CA, according to its Form ADV."
    },
    {
      "q": "Is Holbrook Global Strategies registered with the SEC or a state?",
      "a": "Holbrook Global Strategies is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 127059."
    },
    {
      "q": "How much does Holbrook Global Strategies manage?",
      "a": "Holbrook Global Strategies reports $147,000,000 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (100% discretionary)."
    },
    {
      "q": "How have Holbrook Global Strategies' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Holbrook Global Strategies: Regulatory assets under management: $160,000,000 in the October 2021 data and $147,000,000 in the October 2026 data, down 8%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Holbrook Global Strategies serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (25); individuals (other than high net worth individuals) (10)."
    },
    {
      "q": "Does Holbrook Global Strategies report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127059"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 160000000.0,
      "total_employees": 1,
      "filing_date": "2021-03-11"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 160000000.0,
      "total_employees": 1,
      "filing_date": "2022-03-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 132000000.0,
      "total_employees": 1,
      "filing_date": "2023-03-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 143000000.0,
      "total_employees": 1,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 160000000.0,
      "total_employees": 1,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 147000000.0,
      "total_employees": 1,
      "filing_date": "2026-04-06"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 1.2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 an hour (financial planning)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 1.2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "For portfolio management, we charge an annual fee ranging from 1.2% to 0.5% based on the size of the portfolio and the complexity of the investments."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (financial planning)"
        ],
        "quotes": [
          "For financial planning done on an hourly basis, our basic hourly rate is $250 an hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.5,
        1.2
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning"
        }
      ]
    },
    "quotes": [
      "For portfolio management, we charge an annual fee ranging from 1.2% to 0.5% based on the size of the portfolio and the complexity of the investments.",
      "For financial planning done on an hourly basis, our basic hourly rate is $250 an hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/holbrook-global-strategies-palo-alto-ca-127059.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 5000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 25,
      "fewer_than_5": false,
      "raum": 142000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127059",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}