{ "crd_number": 107710, "slug": "hoisington-investment-management-co-austin-tx-107710", "primary_business_name": "HOISINGTON INVESTMENT MANAGEMENT CO", "legal_name": "HOISINGTON INVESTMENT MANAGEMENT CO", "dbas": [], "city": "Austin", "state": "TX", "country": "United States", "cbsa_code": "12420", "metro": { "cbsa_code": "12420", "common_name": "Austin", "msa_name": "Austin-Round Rock-San Marcos, TX", "path": "/advisors/tx/austin" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1980-10-30", "years_registered": 45, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 1793855850.0, "raum_discretionary": 1793855850.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 5, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 11443911.0, "count": null, "fewer_than_5": true }, "state_municipal": { "raum": 1283288822.0, "count": 6 }, "insurance_companies": { "raum": 28294595.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 129273100.0, "count": 1 }, "pension_profit_sharing": { "raum": 321191450.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 14034162.0, "count": 1 }, "corporations_other_businesses": { "raum": 6329810.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://hoisington.com", "https://hoisingtonmgt.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107710", "city_as_filed": "AUSTIN", "url": "https://advisorcensus.com/firm/hoisington-investment-management-co-austin-tx-107710", "display_name": "Hoisington Investment Management Co", "summary": "Hoisington Investment Management Co is an SEC-registered investment advisory firm in Austin, TX, registered since 1980, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Hoisington Investment Management Co (CRD 107710): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Hoisington Investment Management Co compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Hoisington Investment Management Co reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Hoisington Investment Management Co located?", "a": "Hoisington Investment Management Co's principal office is in Austin, TX, according to its Form ADV." }, { "q": "Is Hoisington Investment Management Co registered with the SEC or a state?", "a": "Hoisington Investment Management Co is an SEC-registered investment advisory firm, registered since 1980. Status as filed: Approved. CRD 107710." }, { "q": "How much does Hoisington Investment Management Co manage?", "a": "Hoisington Investment Management Co reports $1,793,855,850 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have Hoisington Investment Management Co's assets and staff changed since 2021?", "a": "In the Form ADV data for Hoisington Investment Management Co: Regulatory assets under management: $5,724,275,252 in the October 2021 data and $1,793,855,850 in the October 2026 data, down 69%. Total employees: 10 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Hoisington Investment Management Co serve?", "a": "By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (6); investment companies (1); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Which custodians does Hoisington Investment Management Co use?", "a": "Hoisington Investment Management Co's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, JPMorgan Chase Bank, N.A. and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Hoisington Investment Management Co report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107710" }, { "q": "What changed in Hoisington Investment Management Co's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $2,970,976,264 to $1,793,855,850 (-40%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5724275252.0, "total_employees": 10, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5511977852.0, "total_employees": 10, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3768055344.0, "total_employees": 10, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3721493423.0, "total_employees": 10, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2970976264.0, "total_employees": 10, "filing_date": "2025-05-05" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1793855850.0, "total_employees": 9, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $2,970,976,264 to $1,793,855,850 (-40%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "BNY Mellon", "name_as_filed": "BNY MELLON", "affiliated": false }, { "name": "JPMorgan Chase Bank, N.A.", "name_as_filed": "JPMORGAN CHASE BANK, N.A.", "affiliated": false }, { "name": "The Northern Trust Company", "name_as_filed": "THE NORTHERN TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/hoisington-investment-management-co-austin-tx-107710.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 129273100.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 14034162.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 321191450.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 11443911.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 6, "fewer_than_5": false, "raum": 1283288822.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 28294595.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 6329810.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107710", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }