# Hoffmann Hermanson

> Hoffmann Hermanson is an SEC-registered investment advisory firm in Denver, CO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.

- CRD: 130484
- Filed as: HOFFMANN HERMANSON
- Legal name: Hoffmann Hermanson LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: April 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130484
- AdvisorCensus page: https://advisorcensus.com/firm/hoffmann-hermanson-denver-co-130484

## Quick answers

**How is Hoffmann Hermanson compensated?**
On its Form ADV (Item 5.E, October 2026), Hoffmann Hermanson reports these compensation arrangements: a percentage of assets under its management.

**How much does Hoffmann Hermanson charge?**
Its Form ADV Part 2A brochure dated April 3, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,001 to $5,000,000: 1% a year; Above $5,000,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hoffmann Hermanson located?**
Hoffmann Hermanson's principal office is in Denver, CO, according to its Form ADV.

**Is Hoffmann Hermanson registered with the SEC or a state?**
Hoffmann Hermanson is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 130484.

**How much does Hoffmann Hermanson manage?**
Hoffmann Hermanson reports $183,000,000 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (99% discretionary).

**How have Hoffmann Hermanson's assets and staff changed since 2025?**
In the Form ADV data for Hoffmann Hermanson: Regulatory assets under management: $148,000,000 in the October 2025 data and $183,000,000 in the October 2026 data, up 24%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hoffmann Hermanson serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (129); high net worth individuals (70).

**Which custodians does Hoffmann Hermanson use?**
Hoffmann Hermanson's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Hoffmann Hermanson report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130484

**Does Hoffmann Hermanson state an account minimum?**
Its Form ADV Part 2A brochure dated April 3, 2026 says: "Hoffmann Hermanson does not impose asset minimums to open or maintain an account."

**What changed in Hoffmann Hermanson's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $148,000,000 to $183,000,000 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 3, 2026)

- Up to $1,000,000: 1.25% a year
- $1,000,001 to $5,000,000: 1% a year
- Above $5,000,001: 0.75% a year

> $0 - $1,000,000 0.3125% 1.25%

> $1,000,001-$5,000,000 0.25% 1%

> $5,000,001 and over 0.1875% 0.75%

> Subject to the approval of the managing partners, Hoffmann Hermanson may negotiate adjustments to the fee schedule based on account size, prospective new assets or other factors.

- Account minimum: None

> Hoffmann Hermanson does not impose asset minimums to open or maintain an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $183,000,000
- Discretionary: $181,000,000
- Non-discretionary: $2,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 129 | $21,960,000 |
| High net worth individuals | 70 | $161,040,000 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hoffmannhermanson.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $148,000,000 | 2 | May 21, 2025 |
| October 2026 | $183,000,000 | 2 | April 3, 2026 |

Regulatory assets under management: $148,000,000 in the October 2025 data and $183,000,000 in the October 2026 data, up 24%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $148,000,000 to $183,000,000 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hoffmann Hermanson (CRD 130484): Form ADV filing data as of October 2026.