{
  "crd_number": 130484,
  "slug": "hoffmann-hermanson-denver-co-130484",
  "primary_business_name": "HOFFMANN HERMANSON",
  "legal_name": "HOFFMANN HERMANSON LLC",
  "dbas": [],
  "city": "Denver",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-01-07",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-04-03",
  "carried_forward": false,
  "raum_total": 183000000.0,
  "raum_discretionary": 181000000.0,
  "raum_non_discretionary": 2000000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": null
    },
    "charitable": {
      "raum": 0.0,
      "count": null
    },
    "individuals": {
      "raum": 21960000.0,
      "count": 129
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": null
    },
    "state_municipal": {
      "raum": 0.0,
      "count": null
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": null
    },
    "investment_companies": {
      "raum": 0.0,
      "count": null
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": null
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": null
    },
    "high_net_worth_individuals": {
      "raum": 161040000.0,
      "count": 70
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": null
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": null
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": null
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": null
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "NE",
    "TX"
  ],
  "websites": [
    "https://hoffmannhermanson.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130484",
  "city_as_filed": "DENVER",
  "url": "https://advisorcensus.com/firm/hoffmann-hermanson-denver-co-130484",
  "display_name": "Hoffmann Hermanson",
  "summary": "Hoffmann Hermanson is an SEC-registered investment advisory firm in Denver, CO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.",
  "citation": "AdvisorCensus. Hoffmann Hermanson (CRD 130484): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Hoffmann Hermanson compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hoffmann Hermanson reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Hoffmann Hermanson's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated April 3, 2026 states: Up to $1,000,000: 1.25% a year; $1,000,001 to $5,000,000: 1% a year; Above $5,000,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Hoffmann Hermanson located?",
      "a": "Hoffmann Hermanson's principal office is in Denver, CO, according to its Form ADV."
    },
    {
      "q": "Is Hoffmann Hermanson registered with the SEC or a state?",
      "a": "Hoffmann Hermanson is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 130484."
    },
    {
      "q": "How much does Hoffmann Hermanson manage?",
      "a": "Hoffmann Hermanson reports $183,000,000 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (99% discretionary)."
    },
    {
      "q": "How have Hoffmann Hermanson's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Hoffmann Hermanson: Regulatory assets under management: $148,000,000 in the October 2025 data and $183,000,000 in the October 2026 data, up 24%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hoffmann Hermanson serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (129); high net worth individuals (70)."
    },
    {
      "q": "Which custodians does Hoffmann Hermanson use?",
      "a": "Hoffmann Hermanson's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hoffmann Hermanson report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130484"
    },
    {
      "q": "Does Hoffmann Hermanson state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 3, 2026 says: \"Hoffmann Hermanson does not impose asset minimums to open or maintain an account.\""
    },
    {
      "q": "What changed in Hoffmann Hermanson's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Regulatory assets under management went from $148,000,000 to $183,000,000 (+24%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 148000000.0,
      "total_employees": 2,
      "filing_date": "2025-05-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 183000000.0,
      "total_employees": 2,
      "filing_date": "2026-04-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Regulatory assets under management went from $148,000,000 to $183,000,000 (+24%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 3, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$1,000,001 to $5,000,000",
        "rate": "1%"
      },
      {
        "band": "Above $5,000,001",
        "rate": "0.75%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1.25% a year",
          "$1,000,001 to $5,000,000: 1% a year",
          "Above $5,000,001: 0.75% a year"
        ],
        "quotes": [
          "$0 - $1,000,000 0.3125% 1.25%",
          "$1,000,001-$5,000,000 0.25% 1%",
          "$5,000,001 and over 0.1875% 0.75%",
          "Subject to the approval of the managing partners, Hoffmann Hermanson may negotiate adjustments to the fee schedule based on account size, prospective new assets or other factors."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Hoffmann Hermanson does not impose asset minimums to open or maintain an account."
        ]
      }
    ],
    "quotes": [
      "$0 - $1,000,000 0.3125% 1.25%",
      "$1,000,001-$5,000,000 0.25% 1%",
      "$5,000,001 and over 0.1875% 0.75%",
      "Subject to the approval of the managing partners, Hoffmann Hermanson may negotiate adjustments to the fee schedule based on account size, prospective new assets or other factors.",
      "Hoffmann Hermanson does not impose asset minimums to open or maintain an account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hoffmann-hermanson-denver-co-130484.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 129,
      "fewer_than_5": false,
      "raum": 21960000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 70,
      "fewer_than_5": false,
      "raum": 161040000.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130484",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}