# Hoey Investments, Inc.

> Hoey Investments, Inc. is an SEC-registered investment advisory firm in Coatesville, PA, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 28, 2026.

- CRD: 152103
- Filed as: HOEY INVESTMENTS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Coatesville, PA
- Filing period: October 2026
- Form ADV filing dated: March 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152103
- AdvisorCensus page: https://advisorcensus.com/firm/hoey-investments-inc-coatesville-pa-152103

## Quick answers

**How is Hoey Investments, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Hoey Investments, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Hoey Investments, Inc. charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it); Flat fee: $1,000 to $4,000 (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hoey Investments, Inc. located?**
Hoey Investments, Inc.'s principal office is in Coatesville, PA, according to its Form ADV.

**Is Hoey Investments, Inc. registered with the SEC or a state?**
Hoey Investments, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 152103.

**How much does Hoey Investments, Inc. manage?**
Hoey Investments, Inc. reports $788,296,206 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).

**How have Hoey Investments, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Hoey Investments, Inc.: Regulatory assets under management: $312,098,208 in the October 2021 data and $788,296,206 in the October 2026 data, up 153%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hoey Investments, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (404); high net worth individuals (185).

**Which custodians does Hoey Investments, Inc. use?**
Hoey Investments, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Hoey Investments, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152103

**What changed in Hoey Investments, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 1. Regulatory assets under management went from $635,527,528 to $788,296,206 (+24%). Registered or notice-filed in GA, MA, MD, VA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it)

> Hoey Investments’ advisory fees are charged quarterly in advance at an annual rate, generally between .40% and 1.00%.

- Flat fee: $1,000 to $4,000 (financial planning and/or consulting services)

> Planning and consulting fees are negotiable, but generally range from $1,000 to $4,000 on a fixed fee basis, depending upon the level and scope of the service(s) required

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $788,296,206
- Discretionary: $788,296,206
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 404 | $131,700,113 |
| High net worth individuals | 185 | $656,596,093 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 5 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, DE, FL, GA, MA, MD, NJ, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hoeyinvestments.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $312,098,208 | 5 | August 6, 2021 |
| October 2022 | $386,000,442 | 5 | March 27, 2022 |
| October 2023 | $288,620,459 | 4 | March 27, 2023 |
| October 2024 | $427,460,751 | 6 | March 14, 2024 |
| October 2025 | $635,527,528 | 6 | March 21, 2025 |
| October 2026 | $788,296,206 | 5 | March 28, 2026 |

Regulatory assets under management: $312,098,208 in the October 2021 data and $788,296,206 in the October 2026 data, up 153%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 1.
- Regulatory assets under management went from $635,527,528 to $788,296,206 (+24%).
- Registered or notice-filed in GA, MA, MD, VA.

### January 2026
- No longer registered or notice-filed in MD, VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hoey Investments, Inc. (CRD 152103): Form ADV filing data as of October 2026.