{
  "crd_number": 168494,
  "slug": "hobart-wealth-charlotte-nc-168494",
  "primary_business_name": "HOBART WEALTH",
  "legal_name": "HOBART PRIVATE CAPITAL, LLC",
  "dbas": [],
  "city": "Charlotte",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "16740",
  "metro": {
    "cbsa_code": "16740",
    "common_name": "Charlotte",
    "msa_name": "Charlotte-Concord-Gastonia, NC-SC",
    "path": "/advisors/nc/charlotte"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-02-29",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-06-30",
  "carried_forward": false,
  "raum_total": 558230116.0,
  "raum_discretionary": 554574450.0,
  "raum_non_discretionary": 3655666.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 18,
  "advisory_employees": 11,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 126742.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 315490838.0,
      "count": 558
    },
    "high_net_worth_individuals": {
      "raum": 242597909.0,
      "count": 167
    },
    "corporations_other_businesses": {
      "raum": 14627.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "LA",
    "MD",
    "NC",
    "SC",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://askhobart.com",
    "https://awordaboutrisk.com",
    "https://blythehobart.com",
    "https://charlottecfp.com",
    "https://charlottefinancialplanning.com",
    "https://charlottefinancialservice.com",
    "https://charlottefinancialwebinar.com",
    "https://charlotteinvestmentplanning.com",
    "https://charlotteretirementplanner.com",
    "https://chrishobart.com",
    "https://chrishobart.info",
    "https://chrishobart.net",
    "https://chrishobart.org",
    "https://createmyretirementreport.com",
    "https://facebook.com/HOBARTFINANCIALGROUP",
    "https://feecheckup.com",
    "https://hfgblueprint.com",
    "https://hob.art",
    "https://hobart.financial",
    "https://hobart.ninja",
    "https://hobartfinancialgroup.com",
    "https://hobartpc.com",
    "https://hobartprivatecapital.com",
    "https://hobartwealth.co",
    "https://hobartwealth.com",
    "https://insideannuity.com",
    "https://instagram.com/Hobart_Wealth",
    "https://iracheckup.com",
    "https://linkedin.com/company/hobartfinancialgroup",
    "https://mutualfundmistakes.com",
    "https://northcarolinacfp.com",
    "https://northcarolinafinancialplanner.com",
    "https://northcarolinafinancialplanning.com",
    "https://northcarolinawealthadvisor.com",
    "https://northcarolinawealthadvisors.com",
    "https://planningfortaxesinretirement.com",
    "https://reneehobart.com",
    "https://retirementbucketlist.com",
    "https://retirementcanbetaxing.com",
    "https://retirementistaxing.com",
    "https://retirewithhobart.com",
    "https://savetaxescarolina.com",
    "https://savetaxesinretirement.com",
    "https://savetaxesnc.com",
    "https://savetaxinretirement.com",
    "https://seniorfinancialplanners.com",
    "https://sloanehobart.com",
    "https://smarttaxstrategiesforretirement.com",
    "https://soaringsocialsecurity.com",
    "https://taxfreedomcarolina.com",
    "https://taxfreedomcarolinas.com",
    "https://taxfreedomcharlotte.com",
    "https://taxfreedomforum.com",
    "https://theirapro.com",
    "https://twitter.com/HobartWealth",
    "https://understandingtaxesinretirement.com",
    "https://yourretirementbucketlist.com",
    "https://youtube.com/channel/UCEN4SRGDHLMsOXveZL83buw"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168494",
  "city_as_filed": "CHARLOTTE",
  "url": "https://advisorcensus.com/firm/hobart-wealth-charlotte-nc-168494",
  "display_name": "Hobart Wealth",
  "summary": "Hobart Wealth is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 30, 2026.",
  "citation": "AdvisorCensus. Hobart Wealth (CRD 168494): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Hobart Wealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hobart Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Hobart Wealth charge?",
      "a": "Its Form ADV Part 2A brochure dated May 4, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states); Hourly rate: $500 an hour (financial planning and/or consulting services); Flat fee: $2,500 to $25,000 (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Hobart Wealth located?",
      "a": "Hobart Wealth's principal office is in Charlotte, NC, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Hobart Wealth registered with the SEC or a state?",
      "a": "Hobart Wealth is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 168494."
    },
    {
      "q": "How much does Hobart Wealth manage?",
      "a": "Hobart Wealth reports $558,230,116 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (99% discretionary)."
    },
    {
      "q": "How have Hobart Wealth's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hobart Wealth: Regulatory assets under management: $267,677,371 in the October 2021 data and $558,230,116 in the October 2026 data, up 109%. Total employees: 15 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hobart Wealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (558); high net worth individuals (167); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Hobart Wealth use?",
      "a": "Hobart Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hobart Wealth report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168494"
    },
    {
      "q": "Does Hobart Wealth state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 4, 2026 says: \"Our Firm generally requires that new clients have a minimum liquid net worth of $250,000 for our asset management services. This minimum requirement is generally negotiable.\""
    },
    {
      "q": "What changed in Hobart Wealth's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 267677371.0,
      "total_employees": 15,
      "filing_date": "2021-06-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 294038246.0,
      "total_employees": 20,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 268452205.0,
      "total_employees": 14,
      "filing_date": "2023-05-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 326212682.0,
      "total_employees": 15,
      "filing_date": "2024-08-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 429701468.0,
      "total_employees": 16,
      "filing_date": "2025-04-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 558230116.0,
      "total_employees": 18,
      "filing_date": "2026-06-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 8 to 11.",
        "Regulatory assets under management went from $429,701,468 to $558,230,116 (+30%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $500 an hour (financial planning and/or consulting services)",
      "Flat fee: $2,500 to $25,000 (financial planning and/or consulting services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Hobart receives an asset-based fee for its asset management services (“Advisory Fee”). The maximum annual Advisory Fee charged will not exceed 2.00%.",
          "Our Firm will charge clients an hourly or annual financial planning fee for any financial planning and/or consulting services to be provided. Fees are negotiable and will be based on the scope and complexity of our engagement with the client.",
          "The maximum hourly fee to be charged will not exceed $500 per hour. Flat fees will range from $ 2,500 to $25,000."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our Firm generally requires that new clients have a minimum liquid net worth of $250,000 for our asset management services. This minimum requirement is generally negotiable."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (financial planning and/or consulting services)"
        ],
        "quotes": [
          "Our Firm will charge clients an hourly or annual financial planning fee for any financial planning and/or consulting services to be provided. Fees are negotiable and will be based on the scope and complexity of our engagement with the client. The maximum hourly fee to be charged will not exceed $500 per hour."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,500 to $25,000 (financial planning and/or consulting services)"
        ],
        "quotes": [
          "Flat fees will range from $ 2,500 to $25,000. Clients may elect to pay the financial planning fees monthly, quarterly, semi-annually or annually on a calendar year basis."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.0,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning and/or consulting services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 2500.0,
          "max": 25000.0,
          "period": "one_time",
          "service": "financial planning and/or consulting services"
        }
      ]
    },
    "quotes": [
      "Hobart receives an asset-based fee for its asset management services (“Advisory Fee”). The maximum annual Advisory Fee charged will not exceed 2.00%.",
      "Our Firm will charge clients an hourly or annual financial planning fee for any financial planning and/or consulting services to be provided. Fees are negotiable and will be based on the scope and complexity of our engagement with the client.",
      "The maximum hourly fee to be charged will not exceed $500 per hour. Flat fees will range from $ 2,500 to $25,000.",
      "Our Firm generally requires that new clients have a minimum liquid net worth of $250,000 for our asset management services. This minimum requirement is generally negotiable.",
      "Our Firm will charge clients an hourly or annual financial planning fee for any financial planning and/or consulting services to be provided. Fees are negotiable and will be based on the scope and complexity of our engagement with the client. The maximum hourly fee to be charged will not exceed $500 per hour.",
      "Flat fees will range from $ 2,500 to $25,000. Clients may elect to pay the financial planning fees monthly, quarterly, semi-annually or annually on a calendar year basis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hobart-wealth-charlotte-nc-168494.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 558,
      "fewer_than_5": false,
      "raum": 315490838.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 167,
      "fewer_than_5": false,
      "raum": 242597909.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 126742.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 14627.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168494",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}