# HLV Ventures

> HLV Ventures is an SEC-registered investment advisory firm in Hauppauge, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 332979
- Filed as: HLV VENTURES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hauppauge, NY
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332979
- AdvisorCensus page: https://advisorcensus.com/firm/hlv-ventures-hauppauge-ny-332979

## Quick answers

**How is HLV Ventures compensated?**
On its Form ADV (Item 5.E, October 2026), HLV Ventures reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is HLV Ventures located?**
HLV Ventures' principal office is in Hauppauge, NY, according to its Form ADV.

**Is HLV Ventures registered with the SEC or a state?**
HLV Ventures is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 332979.

**How much does HLV Ventures manage?**
HLV Ventures reports $74,829,278 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**What types of clients does HLV Ventures serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10).

**Does HLV Ventures report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332979

**Does HLV Ventures state an account minimum?**
Its Form ADV Part 2A brochure dated June 2, 2026 says: "Pursuant to each Fund’s Offering Documents and subject to the discretion of HLV to accept less, the minimum initial investment threshold for the Funds is $250,000."

**What changed in HLV Ventures' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $56,794,470 to $74,829,278 (+32%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 2, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Pursuant to each Fund’s Offering Documents and subject to the discretion of HLV to accept less, the minimum initial investment threshold for the Funds is $250,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $74,829,278
- Discretionary: $74,829,278
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $74,829,278 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 12 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332979

### Websites listed on Form ADV (Item 1.I)
- hlvventures.com
- Facebook @HLVVentures
- Instagram @hlvventures
- LinkedIn @hlv-ventures
- X @HLVVentures

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $56,794,470 to $74,829,278 (+32%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. HLV Ventures (CRD 332979): Form ADV filing data as of October 2026.