{
  "crd_number": 332979,
  "slug": "hlv-ventures-hauppauge-ny-332979",
  "primary_business_name": "HLV VENTURES",
  "legal_name": "HLV VENTURES",
  "dbas": [],
  "city": "Hauppauge",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-09-03",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-06-02",
  "carried_forward": false,
  "raum_total": 74829278.0,
  "raum_discretionary": 74829278.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 12,
  "advisory_employees": 12,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 74829278.0,
      "count": 10
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://facebook.com/HLVVentures",
    "https://hlvventures.com",
    "https://instagram.com/hlvventures",
    "https://linkedin.com/company/hlv-ventures",
    "https://x.com/HLVVentures"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332979",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "HAUPPAUGE",
  "url": "https://advisorcensus.com/firm/hlv-ventures-hauppauge-ny-332979",
  "display_name": "HLV Ventures",
  "summary": "HLV Ventures is an SEC-registered investment advisory firm in Hauppauge, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.",
  "citation": "AdvisorCensus. HLV Ventures (CRD 332979): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is HLV Ventures compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), HLV Ventures reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is HLV Ventures located?",
      "a": "HLV Ventures' principal office is in Hauppauge, NY, according to its Form ADV."
    },
    {
      "q": "Is HLV Ventures registered with the SEC or a state?",
      "a": "HLV Ventures is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 332979."
    },
    {
      "q": "How much does HLV Ventures manage?",
      "a": "HLV Ventures reports $74,829,278 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does HLV Ventures serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)."
    },
    {
      "q": "Does HLV Ventures report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332979"
    },
    {
      "q": "Does HLV Ventures state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 2, 2026 says: \"Pursuant to each Fund’s Offering Documents and subject to the discretion of HLV to accept less, the minimum initial investment threshold for the Funds is $250,000.\""
    },
    {
      "q": "What changed in HLV Ventures' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $56,794,470 to $74,829,278 (+32%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $56,794,470 to $74,829,278 (+32%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 2, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Pursuant to each Fund’s Offering Documents and subject to the discretion of HLV to accept less, the minimum initial investment threshold for the Funds is $250,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Pursuant to each Fund’s Offering Documents and subject to the discretion of HLV to accept less, the minimum initial investment threshold for the Funds is $250,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hlv-ventures-hauppauge-ny-332979.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 74829278.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332979",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}