# HKW Management, LLC

> HKW Management, LLC is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 333392
- Filed as: HKW MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Indianapolis, IN
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333392
- AdvisorCensus page: https://advisorcensus.com/firm/hkw-management-llc-indianapolis-in-333392

## Quick answers

**How is HKW Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), HKW Management, LLC reports these compensation arrangements: performance-based fees.

**Where is HKW Management, LLC located?**
HKW Management, LLC's principal office is in Indianapolis, IN, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is HKW Management, LLC registered with the SEC or a state?**
HKW Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333392.

**How much does HKW Management, LLC manage?**
HKW Management, LLC reports $42,464,816 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have HKW Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for HKW Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $42,464,816 in the October 2026 data. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does HKW Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does HKW Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333392

**What changed in HKW Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $0 to $42,464,816.

## From the Form ADV filing

### Compensation (Item 5.E)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $42,464,816
- Discretionary: $42,464,816
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $42,464,816 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- hkwinc.com
- LinkedIn @hkwinc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 5 | July 31, 2025 |
| October 2026 | $42,464,816 | 5 | March 31, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $42,464,816 in the October 2026 data.
Total employees: 5 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $0 to $42,464,816.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. HKW Management, LLC (CRD 333392): Form ADV filing data as of October 2026.