{
  "crd_number": 333392,
  "slug": "hkw-management-llc-indianapolis-in-333392",
  "primary_business_name": "HKW MANAGEMENT, LLC",
  "legal_name": "HKW MANAGEMENT, LLC",
  "dbas": [],
  "city": "Indianapolis",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "26900",
  "metro": {
    "cbsa_code": "26900",
    "common_name": "Indianapolis",
    "msa_name": "Indianapolis-Carmel-Greenwood, IN",
    "path": "/advisors/in/indianapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-01-10",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 42464816.0,
  "raum_discretionary": 42464816.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 5,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 42464816.0,
      "count": 4
    }
  },
  "compensation_types": [
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IN",
    "NY",
    "TX"
  ],
  "websites": [
    "https://hkwinc.com",
    "https://linkedin.com/company/hkwinc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333392",
  "city_as_filed": "INDIANAPOLIS",
  "url": "https://advisorcensus.com/firm/hkw-management-llc-indianapolis-in-333392",
  "display_name": "HKW Management, LLC",
  "summary": "HKW Management, LLC is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. HKW Management, LLC (CRD 333392): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is HKW Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), HKW Management, LLC reports these compensation arrangements: performance-based fees."
    },
    {
      "q": "Where is HKW Management, LLC located?",
      "a": "HKW Management, LLC's principal office is in Indianapolis, IN, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is HKW Management, LLC registered with the SEC or a state?",
      "a": "HKW Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333392."
    },
    {
      "q": "How much does HKW Management, LLC manage?",
      "a": "HKW Management, LLC reports $42,464,816 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have HKW Management, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for HKW Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $42,464,816 in the October 2026 data. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does HKW Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4)."
    },
    {
      "q": "Does HKW Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333392"
    },
    {
      "q": "What changed in HKW Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $0 to $42,464,816."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 5,
      "filing_date": "2025-07-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 42464816.0,
      "total_employees": 5,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $42,464,816."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/hkw-management-llc-indianapolis-in-333392.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 42464816.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333392",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}