{
  "crd_number": 123465,
  "slug": "hixon-zuercher-capital-management-findlay-oh-123465",
  "primary_business_name": "HIXON ZUERCHER CAPITAL MANAGEMENT",
  "legal_name": "HIXON ZUERCHER, LLC",
  "dbas": [],
  "city": "Findlay",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "22300",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-08-31",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-04-10",
  "carried_forward": false,
  "raum_total": 487710760.0,
  "raum_discretionary": 464406646.0,
  "raum_non_discretionary": 23304114.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 11,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 4979938.0,
      "count": 6
    },
    "individuals": {
      "raum": 74628457.0,
      "count": 240
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 330314.0,
      "count": 9
    },
    "other_investment_advisers": {
      "raum": 43820557.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 363951494.0,
      "count": 128
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IN",
    "MI",
    "OH",
    "SC",
    "TX"
  ],
  "websites": [
    "https://facebook.com/hzcapital",
    "https://hzcapital.com",
    "https://instagram.com/hzcapital",
    "https://twitter.com/HZcapital",
    "https://youtube.com/c/hzcapital"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123465",
  "city_as_filed": "FINDLAY",
  "url": "https://advisorcensus.com/firm/hixon-zuercher-capital-management-findlay-oh-123465",
  "display_name": "Hixon Zuercher Capital Management",
  "summary": "Hixon Zuercher Capital Management is an SEC-registered investment advisory firm in Findlay, OH, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.",
  "citation": "AdvisorCensus. Hixon Zuercher Capital Management (CRD 123465): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Hixon Zuercher Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hixon Zuercher Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Hixon Zuercher Capital Management located?",
      "a": "Hixon Zuercher Capital Management's principal office is in Findlay, OH, according to its Form ADV."
    },
    {
      "q": "Is Hixon Zuercher Capital Management registered with the SEC or a state?",
      "a": "Hixon Zuercher Capital Management is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 123465."
    },
    {
      "q": "How much does Hixon Zuercher Capital Management manage?",
      "a": "Hixon Zuercher Capital Management reports $487,710,760 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (95% discretionary)."
    },
    {
      "q": "How have Hixon Zuercher Capital Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hixon Zuercher Capital Management: Regulatory assets under management: $221,831,576 in the October 2021 data and $487,710,760 in the October 2026 data, up 120%. Total employees: 9 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hixon Zuercher Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (240); high net worth individuals (128); pension and profit sharing plans (but not the plan participants or government pension plans) (9)."
    },
    {
      "q": "Which custodians does Hixon Zuercher Capital Management use?",
      "a": "Hixon Zuercher Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hixon Zuercher Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123465"
    },
    {
      "q": "Does Hixon Zuercher Capital Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 10, 2026 says: \"On August 1, 2014, HZCM implemented a minimum investable asset level of $500,000 before being considered as a new client. HZCM reserves the right to waive that minimum on a case-by-case basis.\""
    },
    {
      "q": "What changed in Hixon Zuercher Capital Management's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 221831576.0,
      "total_employees": 9,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 299716073.0,
      "total_employees": 11,
      "filing_date": "2022-07-20"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 281879829.0,
      "total_employees": 10,
      "filing_date": "2023-08-04"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 345116066.0,
      "total_employees": 11,
      "filing_date": "2024-05-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 412135134.0,
      "total_employees": 11,
      "filing_date": "2025-06-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 487710760.0,
      "total_employees": 11,
      "filing_date": "2026-04-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $412,135,134 to $487,710,760 (+18%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "On August 1, 2014, HZCM implemented a minimum investable asset level of $500,000 before being considered as a new client. HZCM reserves the right to waive that minimum on a case-by-case basis."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "On August 1, 2014, HZCM implemented a minimum investable asset level of $500,000 before being considered as a new client. HZCM reserves the right to waive that minimum on a case-by-case basis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hixon-zuercher-capital-management-findlay-oh-123465.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 240,
      "fewer_than_5": false,
      "raum": 74628457.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 128,
      "fewer_than_5": false,
      "raum": 363951494.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 330314.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 4979938.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 7,
      "fewer_than_5": false,
      "raum": 43820557.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123465",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}