# Hippocratic Financial Advisors

> Hippocratic Financial Advisors is an SEC-registered investment advisory firm in Westlake Village, CA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.

- CRD: 169481
- Filed as: HIPPOCRATIC FINANCIAL ADVISORS
- Legal name: Hippocratic Financial Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westlake Village, CA
- Filing period: October 2026
- Form ADV filing dated: September 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169481
- AdvisorCensus page: https://advisorcensus.com/firm/hippocratic-financial-advisors-westlake-village-ca-169481

## Quick answers

**How is Hippocratic Financial Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Hippocratic Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Hippocratic Financial Advisors located?**
Hippocratic Financial Advisors' principal office is in Westlake Village, CA, according to its Form ADV.

**Is Hippocratic Financial Advisors registered with the SEC or a state?**
Hippocratic Financial Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 169481.

**How much does Hippocratic Financial Advisors manage?**
Hippocratic Financial Advisors reports $229,008,823 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary).

**How have Hippocratic Financial Advisors' assets and staff changed since 2024?**
In the Form ADV data for Hippocratic Financial Advisors: Regulatory assets under management: $122,979,016 in the October 2024 data and $229,008,823 in the October 2026 data, up 86%. Total employees: 11 in October 2024 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hippocratic Financial Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (321); high net worth individuals (61).

**Which custodians does Hippocratic Financial Advisors use?**
Hippocratic Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Hippocratic Financial Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169481

**Does Hippocratic Financial Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated February 20, 2026 says: "HFA provides financial planning and investment consulting services to individuals and high net worth individuals. HFA does not have a minimum account size requirement."

**What changed in Hippocratic Financial Advisors' recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in OR, VT.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 20, 2026)

- Account minimum: None

> HFA provides financial planning and investment consulting services to individuals and high net worth individuals. HFA does not have a minimum account size requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $229,008,823
- Discretionary: $229,008,823
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 321 | $96,893,104 |
| High net worth individuals | 61 | $132,115,719 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 29 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, IL, LA, NH, NV, NY, OR, PA, TX, VT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hippocratic.com
- LinkedIn @hippocratic
- YouTube @HippocraticFinancial-fe1iq

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $122,979,016 | 11 | September 24, 2024 |
| October 2025 | $170,227,989 | 9 | April 11, 2025 |
| October 2026 | $229,008,823 | 29 | September 15, 2026 |

Regulatory assets under management: $122,979,016 in the October 2024 data and $229,008,823 in the October 2026 data, up 86%.
Total employees: 11 in October 2024 and 29 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in OR, VT.

### June 2026
- Registered or notice-filed in NY.

### April 2026
- Registered or notice-filed in NV.

### March 2026
- Employees performing advisory functions went from 3 to 5.
- Regulatory assets under management went from $170,227,989 to $229,008,823 (+35%).
- Registered or notice-filed in IL.

### December 2025
- Registered or notice-filed in WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hippocratic Financial Advisors (CRD 169481): Form ADV filing data as of October 2026.