{
  "crd_number": 169481,
  "slug": "hippocratic-financial-advisors-westlake-village-ca-169481",
  "primary_business_name": "HIPPOCRATIC FINANCIAL ADVISORS",
  "legal_name": "HIPPOCRATIC FINANCIAL ADVISORS LLC",
  "dbas": [],
  "city": "Westlake Village",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "37100",
  "metro": {
    "cbsa_code": "37100",
    "common_name": "Oxnard",
    "msa_name": "Oxnard-Thousand Oaks-Ventura, CA",
    "path": "/advisors/ca/oxnard"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-05-10",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-09-15",
  "carried_forward": false,
  "raum_total": 229008823.0,
  "raum_discretionary": 229008823.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 29,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 96893104.0,
      "count": 321
    },
    "high_net_worth_individuals": {
      "raum": 132115719.0,
      "count": 61
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "IL",
    "LA",
    "NH",
    "NV",
    "NY",
    "OR",
    "PA",
    "TX",
    "VT",
    "WA"
  ],
  "websites": [
    "https://hippocratic.com",
    "https://linkedin.com/company/hippocratic",
    "https://youtube.com/@HippocraticFinancial-fe1iq"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169481",
  "city_as_filed": "WESTLAKE VILLAGE",
  "url": "https://advisorcensus.com/firm/hippocratic-financial-advisors-westlake-village-ca-169481",
  "display_name": "Hippocratic Financial Advisors",
  "summary": "Hippocratic Financial Advisors is an SEC-registered investment advisory firm in Westlake Village, CA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.",
  "citation": "AdvisorCensus. Hippocratic Financial Advisors (CRD 169481): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Hippocratic Financial Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hippocratic Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does Hippocratic Financial Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated February 20, 2026 states: Flat fee: up to $10,000 (financial planning and consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Hippocratic Financial Advisors located?",
      "a": "Hippocratic Financial Advisors' principal office is in Westlake Village, CA, according to its Form ADV."
    },
    {
      "q": "Is Hippocratic Financial Advisors registered with the SEC or a state?",
      "a": "Hippocratic Financial Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 169481."
    },
    {
      "q": "How much does Hippocratic Financial Advisors manage?",
      "a": "Hippocratic Financial Advisors reports $229,008,823 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary)."
    },
    {
      "q": "How have Hippocratic Financial Advisors' assets and staff changed since 2024?",
      "a": "In the Form ADV data for Hippocratic Financial Advisors: Regulatory assets under management: $122,979,016 in the October 2024 data and $229,008,823 in the October 2026 data, up 86%. Total employees: 11 in October 2024 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hippocratic Financial Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (321); high net worth individuals (61)."
    },
    {
      "q": "Which custodians does Hippocratic Financial Advisors use?",
      "a": "Hippocratic Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hippocratic Financial Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169481"
    },
    {
      "q": "Does Hippocratic Financial Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 20, 2026 says: \"HFA provides financial planning and investment consulting services to individuals and high net worth individuals. HFA does not have a minimum account size requirement.\""
    },
    {
      "q": "What changed in Hippocratic Financial Advisors' recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in OR, VT."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 122979016.0,
      "total_employees": 11,
      "filing_date": "2024-09-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 170227989.0,
      "total_employees": 9,
      "filing_date": "2025-04-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 229008823.0,
      "total_employees": 29,
      "filing_date": "2026-09-15"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in OR, VT."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Registered or notice-filed in NY."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Registered or notice-filed in NV."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 5.",
        "Regulatory assets under management went from $170,227,989 to $229,008,823 (+35%).",
        "Registered or notice-filed in IL."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in WA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: up to $10,000 (financial planning and consulting)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "HFA provides financial planning and investment consulting services to individuals and high net worth individuals. HFA does not have a minimum account size requirement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $10,000 (financial planning and consulting)"
        ],
        "quotes": [
          "Our financial planning and consulting fees are generally calculated and charged on a fixed fee basis, that can vary up to $10,000 depending on the specific arrangement reached with the client."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial planning and consulting"
        }
      ]
    },
    "quotes": [
      "HFA provides financial planning and investment consulting services to individuals and high net worth individuals. HFA does not have a minimum account size requirement.",
      "Our financial planning and consulting fees are generally calculated and charged on a fixed fee basis, that can vary up to $10,000 depending on the specific arrangement reached with the client."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hippocratic-financial-advisors-westlake-village-ca-169481.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 321,
      "fewer_than_5": false,
      "raum": 96893104.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 61,
      "fewer_than_5": false,
      "raum": 132115719.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169481",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}