{
  "crd_number": 140249,
  "slug": "hilton-head-financial-advisors-inc-hilton-head-sc-140249",
  "primary_business_name": "HILTON HEAD FINANCIAL ADVISORS, INC.",
  "legal_name": "HILTON HEAD FINANCIAL ADVISORS, INC.",
  "dbas": [],
  "city": "Hilton Head",
  "state": "SC",
  "country": "United States",
  "cbsa_code": "25940",
  "metro": {
    "cbsa_code": "25940",
    "common_name": "Hilton Head Island",
    "msa_name": "Hilton Head Island-Bluffton-Port Royal, SC",
    "path": "/advisors/sc/hilton-head-island"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2006-05-30",
  "years_registered": 20,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 375112166.0,
  "raum_discretionary": 364709580.0,
  "raum_non_discretionary": 10402586.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 58267565.0,
      "count": 133
    },
    "high_net_worth_individuals": {
      "raum": 288310548.0,
      "count": 39
    },
    "corporations_other_businesses": {
      "raum": 28534053.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NC",
    "SC"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140249",
  "city_as_filed": "HILTON HEAD",
  "url": "https://advisorcensus.com/firm/hilton-head-financial-advisors-inc-hilton-head-sc-140249",
  "display_name": "Hilton Head Financial Advisors, Inc.",
  "summary": "Hilton Head Financial Advisors, Inc. is an SEC-registered investment advisory firm in Hilton Head, SC, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Hilton Head Financial Advisors, Inc. (CRD 140249): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Hilton Head Financial Advisors, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Hilton Head Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Hilton Head Financial Advisors, Inc. located?",
      "a": "Hilton Head Financial Advisors, Inc.'s principal office is in Hilton Head, SC, according to its Form ADV."
    },
    {
      "q": "Is Hilton Head Financial Advisors, Inc. registered with the SEC or a state?",
      "a": "Hilton Head Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 140249."
    },
    {
      "q": "How much does Hilton Head Financial Advisors, Inc. manage?",
      "a": "Hilton Head Financial Advisors, Inc. reports $375,112,166 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary)."
    },
    {
      "q": "How have Hilton Head Financial Advisors, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Hilton Head Financial Advisors, Inc.: Regulatory assets under management: $233,044,020 in the October 2021 data and $375,112,166 in the October 2026 data, up 61%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Hilton Head Financial Advisors, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (133); high net worth individuals (39); corporations or other businesses not listed above (1)."
    },
    {
      "q": "Which custodians does Hilton Head Financial Advisors, Inc. use?",
      "a": "Hilton Head Financial Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co. Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Hilton Head Financial Advisors, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140249"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 233044020.0,
      "total_employees": 3,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 311515562.0,
      "total_employees": 3,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 247836828.0,
      "total_employees": 3,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 283328043.0,
      "total_employees": 3,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 358741300.0,
      "total_employees": 2,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 375112166.0,
      "total_employees": 3,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co. Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO. INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/hilton-head-financial-advisors-inc-hilton-head-sc-140249.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 133,
      "fewer_than_5": false,
      "raum": 58267565.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 39,
      "fewer_than_5": false,
      "raum": 288310548.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 28534053.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140249",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}