# Hilton Capital Management, LLC

> Hilton Capital Management, LLC is an SEC-registered investment advisory firm in Garden City, NY, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 3, 2026.

- CRD: 116357
- Filed as: HILTON CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Garden City, NY
- Filing period: October 2026
- Form ADV filing dated: June 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116357
- AdvisorCensus page: https://advisorcensus.com/firm/hilton-capital-management-llc-garden-city-ny-116357

## Quick answers

**How is Hilton Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Hilton Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Hilton Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated June 3, 2026 states: Asset-based fee: 0.12% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Hilton Capital Management, LLC located?**
Hilton Capital Management, LLC's principal office is in Garden City, NY, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Hilton Capital Management, LLC registered with the SEC or a state?**
Hilton Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 116357.

**How much does Hilton Capital Management, LLC manage?**
Hilton Capital Management, LLC reports $3,161,983,610 in regulatory assets under management in its Form ADV filing dated June 3, 2026 (47% discretionary).

**How have Hilton Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Hilton Capital Management, LLC: Regulatory assets under management: $1,885,899,918 in the October 2021 data and $3,161,983,610 in the October 2026 data, up 68%. Total employees: 17 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Hilton Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,384); high net worth individuals (153); corporations or other businesses not listed above (45).

**Which custodians does Hilton Capital Management, LLC use?**
Hilton Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust Securities, Inc., US Bank Global Fund Services and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Hilton Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116357

**What changed in Hilton Capital Management, LLC's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 3, 2026)

- Asset-based fee: 0.12% to 1.25% a year (a range, as the brochure states it)

> The annual fee rate varies (between 0.12% and 1.25%), depending upon the market value of the assets under management and the type of investment management services to be rendered.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Northern Trust Securities, Inc.
- US Bank Global Fund Services
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,161,983,610
- Discretionary: $1,479,145,649
- Non-discretionary: $1,682,837,961

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,384 | $398,589,466 |
| High net worth individuals | 153 | $305,229,193 |
| Investment companies | 5 | $374,438,451 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 19 | $8,045,292 |
| Insurance companies | 7 | $516,459,671 |
| Corporations or other businesses not listed above | 45 | $181,422,851 |
| Other | 34 | $1,377,798,686 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2002 (24 years)
- Employees: 27 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, MI, MN, MS, NC, NJ, NM, NV, NY, OH, OR, SC, SD, TN, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Jupiter, FL

### Websites listed on Form ADV (Item 1.I)
- hiltoncapitalmanagement.com
- hiltoncm.com
- LinkedIn @hilton-capital-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,885,899,918 | 17 | March 30, 2021 |
| October 2022 | $2,448,223,071 | 20 | March 29, 2022 |
| October 2023 | $2,309,263,120 | 25 | May 16, 2023 |
| October 2024 | $2,411,710,381 | 24 | March 29, 2024 |
| October 2025 | $2,931,323,336 | 27 | June 11, 2025 |
| October 2026 | $3,161,983,610 | 27 | June 3, 2026 |

Regulatory assets under management: $1,885,899,918 in the October 2021 data and $3,161,983,610 in the October 2026 data, up 68%.
Total employees: 17 in October 2021 and 27 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 7 to 6.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Hilton Capital Management, LLC (CRD 116357): Form ADV filing data as of October 2026.